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21 Sep 2009, 7:35 am
Cheerleading as a Sport under Title IX Approximately half of the U.S. states have already recognized high school cheerleading under Title IX.[11] Cheerleading has grown significantly in popularity among women, almost 25%, since 2000.[12] Cheerleading’s largest barrier to achieving… [read post]
10 Dec 2009, 6:09 am
The stated purpose of the CRARA was to "improve ratings quality for the protection of investors and in the public interest by fostering accountability, transparency, and competition in the credit rating agency industry. [read post]
4 Jan 2017, 3:55 pm
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
6 Feb 2023, 1:37 pm
In fact, many of the challenges and the conundrums presented by Section 404 rules were not fully appreciated until those issues surfaced again in subsequent statutes, such as the Dodd-Frank Act of 2010 and the JOBS Act of 2012. [read post]
6 Sep 2011, 1:56 am
And finally, on June 20, 2011 the Court held in the Wal-Mart Stores v. [read post]
5 Jan 2011, 1:17 am
In addition, aggrieved investors in failed or troubled privately held banks also filed a variety of other lawsuits, primarily in state courts. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
24 Nov 2024, 9:01 pm
” The firm agreed to pay approximately $166 million in disgorgement and prejudgment interest and an $83 million civil penalty to resolve the SEC’s charges; FirstEnergy Corp. for a multi-year political corruption scheme in which FirstEnergy and affiliates made payments to an entity controlled by a state legislator in exchange for official action benefitting FirstEnergy. [read post]
16 Apr 2021, 8:43 am
The bill would ban all mergers and acquisitions for companies with over $100 billion in values, the release stated. [read post]
30 Nov 2011, 2:15 pm
” Now, as to why robo-signing only seems to be a serious prosecutable crime in the State of Nevada? [read post]
3 Sep 2013, 1:38 am
Every fall, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
22 Jan 2024, 9:01 pm
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
13 Oct 2010, 4:20 pm
If I wanted to use the corporation, I suppose I would simply contact the state and pay the current fees and bring it back to life. [read post]
9 Oct 2023, 6:32 am
On August 25, 2023, two SEC compliance and disclosure interpretations (“C&DI”) were issued related to these quarterly disclosures.[1] C&DI 133A.01 states that Item 408(a)(1) of Regulation S-K does not require disclosure of termination of a plan that ends due to expiration or completion of the plan in accordance with its terms, without any action by an individual. [read post]
9 Oct 2023, 6:32 am
On August 25, 2023, two SEC compliance and disclosure interpretations (“C&DI”) were issued related to these quarterly disclosures.[1] C&DI 133A.01 states that Item 408(a)(1) of Regulation S-K does not require disclosure of termination of a plan that ends due to expiration or completion of the plan in accordance with its terms, without any action by an individual. [read post]
17 Dec 2009, 6:33 am
Emmerich, Sabastian V. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
