Search for: "Dodd v. State"
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28 Sep 2010, 5:11 am
The WSJ discusses the securities bar’s and regulators’ lamentations over last summer’s Morrison v. [read post]
20 Sep 2010, 10:08 am
All states other than Wyoming currently register investment advisers, and a majority of the states have examination programs for registered investment advisers. [read post]
20 Sep 2010, 5:00 am
With Dodd-Frank giving the SEC extraordinarily broad authority in this area, the Agency has room to take corrective actions should state courts effectively limit the use of access. [read post]
14 Sep 2010, 10:02 am
Senator Kay Hagan (D-NC) was pleased to see that the Volcker Rule as modified by the Dodd-Frank Act will permit banking entities several years to bring their full range of activities into conformance with the new rule. [read post]
8 Sep 2010, 2:57 am
What Impact Will Dodd-Frank Have on D&O Liability? [read post]
3 Sep 2010, 10:39 am
Supreme Court in Morrison v. [read post]
2 Sep 2010, 9:06 am
In Morrison v. [read post]
24 Aug 2010, 6:22 am
Summary of the Recent McDonald v. [read post]
23 Aug 2010, 7:44 pm
With the passage of Dodd-Frank, which eliminates federal preemption for operating subsidiaries, Ms. [read post]
19 Aug 2010, 8:07 am
A big problem here is that fiduciary duties are generally the product of state law, where they have been defined in generations of cases with some consistency, at least within states. [read post]
17 Aug 2010, 12:21 pm
Professor Ribstein observes here that: "One of Dodd-Frank’s major gifts to lawyers is Section 913(g), titled authority to establish a fiduciary duty for brokers and dealers. [read post]
15 Aug 2010, 11:36 am
These contracts function just like futures, but the Seventh Circuit in the 2004 CFTC v. [read post]
13 Aug 2010, 9:21 am
Private fund advisers falling beneath the $150 million threshold must determine whether they are required to register with the securities regulators in one or more states (we note that all states other than Wyoming have some sort of registration requirements). [read post]
12 Aug 2010, 8:48 am
Supreme Court’s landmark decision this Spring in Morrison v. [read post]
10 Aug 2010, 11:08 am
Exelon Services, Inc.] and [Walters v. [read post]
9 Aug 2010, 9:30 pm
The case of Regan v. [read post]
9 Aug 2010, 5:00 am
Bills that passed: The Agricultural Credit Act of 2009 would reauthorize state agricultural mediation programs under title V of the Agricultural Credit Act of 1987. [read post]
5 Aug 2010, 12:36 pm
Terry Lenamon's List of State Death Penalty Mitigation Statutes (Full Text)[By: Terence Lenamon |In: Criminal Law]8. [read post]
4 Aug 2010, 1:54 am
Supreme Court’s decision in Morrison v. [read post]
29 Jul 2010, 10:46 pm
Jay also quotes Crown Emak Partners v. [read post]
