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11 Jan 2012, 6:36 am
While the Dodd-Frank Act grants the CFPB authority to supervise nonbank mortgage companies, private education lenders, and payday lenders, regardless of size, the CFPB can generally only supervise entities in other markets for consumer financial products or services if the entity is deemed to be a “larger participant” of such market. [read post]
29 Aug 2011, 6:04 am
Dodd Frank also granted CFPB the ability to prohibit unfair, deceptive or ”abusive” acts or practices. [read post]
21 Jun 2018, 8:23 am
This post is based on a Fried Frank memorandum by Ms. [read post]
4 Jan 2007, 9:31 am
Frank introduced a bill that would have allowed shareholders to approve their company's executive compensation. [read post]
What type of “insider trading” is prohibited by the CFTC within the commodities and futures markets?
28 Feb 2011, 11:36 am
The CFTC was established by the Commodity Futures Trading Commission Act (“CFTCA”) of 1974, which granted the CFTC the exclusive authority to regulate futures contracts. [read post]
30 Jan 2018, 1:42 pm
’s use of NEWMARK, NEWMARK KNIGHT FRANK, NEWMARK GRUBB KNIGHT FRANK, and other combinations. [read post]
6 Nov 2022, 10:27 am
Background The SEC adopted the new rules pursuant to Section 954 of the Dodd Frank Act, which is codified as Section 10D of the Securities Exchange Act. [read post]
24 Jul 2015, 6:00 am
Examples include equity that is granted or vests based on satisfying a financial measure performance goal or bonuses paid out of a pool that results from achieving a financial measure performance goal. [read post]
3 Sep 2014, 11:37 am
The CFTC’s Part 45 regulations do not grant entities a right to select the SDR that receive swap data, as asserted by DTCC. [read post]
25 Sep 2015, 5:00 am
"Frank, of Falkirk, added: "He should not be working with large sums of money — especially public and charity money. [read post]
18 Aug 2013, 7:26 pm
See Dodd–Frank Wall Street Reform and Consumer Protection Act, Pub.L. [read post]
27 Nov 2013, 2:39 pm
The 1946 film, produced by Paramount Pictures and directed by Frank Capra, narrates the Mr George Bailey who falls into the depths of despair about the state of his life and wishes that he had never been born. [read post]
8 Apr 2016, 3:18 pm
The court explained that in order to grant his motion for judgment of acquittal, it must find that the trial record contained “no evidence, regardless of how it is weighed, from which the jury could have concluded beyond a reasonable doubt that [the defendant] is guilty. [read post]
2 May 2016, 3:32 am
.** World IP Day - Anne Frank and Geo-blocking specialHappy World IP Day from IPKat! [read post]
3 Oct 2017, 12:22 pm
Granted petitions. [read post]
30 May 2023, 3:00 am
Frank, J.), entered January 11, 2023, which granted plaintiffs' CPLR 6301 motion for an order preliminarily enjoining defendants from charging co-payments to Senior Care health insurance plan beneficiaries, unanimously affirmed, without costs. [read post]
30 May 2023, 3:00 am
Frank, J.), entered January 11, 2023, which granted plaintiffs' CPLR 6301 motion for an order preliminarily enjoining defendants from charging co-payments to Senior Care health insurance plan beneficiaries, unanimously affirmed, without costs. [read post]
3 Jul 2024, 9:30 pm
Sybille Frank (frank@ifs.tu-darmstadt.de). [read post]
15 Jun 2023, 10:46 am
Background On October 26, 2022, the SEC adopted final clawback rules consistent with the requirements of the Dodd-Frank Act. [read post]
16 Nov 2017, 11:29 am
It was said (by a most experienced authority) that in America 10% of the patents granted are litigated; while in Europe 2 out of 1000. [read post]
