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They enter into formal agreements with on-demand companies, like Uber, to provide services to the company’s clients. [read post]
17 Oct 2022, 7:56 am by Anna Bower
Fulton County district attorney Fani Willis is closing in on Donald Trump’s 2020 election meddling: CNN reports that Willis could begin issuing indictments as soon as December. [read post]
14 Oct 2022, 2:03 am by Greg Sloan, Go Beyond
With over 25+ years of experience in wealth management and financial services, Greg is a serial founder who discovered his personal purpose and wants to share the knowledge of how to achieve this same goal with others. [read post]
13 Oct 2022, 4:19 am by Emma Snell
National Security Advisor Jake Sullivan said yesterday. [read post]
11 Oct 2022, 5:03 am by The White Law Group
To learn more, see: 10 Worst Financial Advisors in America according to Think Advisor                   The post FINRA warns Firms about Fraudulent Transfer of Customer Accounts through ACATS  appeared first on The White Law Group. [read post]
11 Oct 2022, 12:15 am
   The alert cautions that the "DFPI licenses investment advisors [sic], they do not license finfluencers or the crypto asset products and services they often promote. [read post]
10 Oct 2022, 1:07 pm by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Kirk Badii (Badii) has at least eight disclosable events. [read post]
7 Oct 2022, 12:37 pm by The White Law Group
   In June we reported that UBS Financial Services Inc settled with the SEC for $25 million in connection with the YES, (Yield Enhancement Strategy) See: UBS Settles Fraud Charges over YES Options Trading Strategy   According to the SEC’s order, between February 2016 through February 2017 UBS marketed and sold YES to approximately 600 investors through its platform of domestic financial advisors. [read post]
7 Oct 2022, 4:00 am by Jim Sedor
It protects “interactive computer services” by ensuring they cannot be treated as the “publisher or speaker” of any information provided by other users. [read post]
6 Oct 2022, 8:00 am by Len Feltoon
Seek help If you are struggling to survive bankruptcy on your own, seek help from an experienced bankruptcy attorney or financial advisor. [read post]
4 Oct 2022, 2:57 pm by Cynthia Marcotte Stamer
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government… [read post]
4 Oct 2022, 8:33 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Eduardo Da Cruz (Da Cruz) has at least one disclosable event. [read post]
3 Oct 2022, 8:20 am by Silver Law Group
GWG L Bonds Are Speculative Investments GWG Holdings (GWGH) is a Texas-based financial services company that offers life insurance and alternative investments. [read post]
3 Oct 2022, 7:19 am by Giorgio Luceri
Over time, the internet and new online services – such as news aggregators and media monitoring services – have been frequently indicated as being partially responsible for this phenomenon, due to the impossibility for press publishers to control and contrast unauthorised uses of press content by these subjects. [read post]
3 Oct 2022, 7:00 am by Mike Habib, EA
Many individuals may have used services provided by tax advisors and tax preparers, but what’s the difference? [read post]
2 Oct 2022, 12:47 pm by Staff Attorney
Advisor Heath Goldstein (Goldstein), currently employed by brokerage firm Western International Securities, Inc. [read post]