Search for: "Gary Gensler"
Results 1041 - 1060
of 1,289
Sorted by Relevance
|
Sort by Date
16 Nov 2021, 4:28 pm
With Gary Gensler at the helm of the SEC, the regulatory environment is bound to change, because Mr. [read post]
18 Jun 2021, 5:55 am
Delaney, Mayer Brown LLP, on Friday, June 11, 2021 Tags: Climate change, Environmental disclosure, ESG, Joe Biden, Risk, Risk management, Sustainability, Systemic risk The Director’s Guide to Shareholder Activism Posted by Maria Castañón Moats, Paul DeNicola, and Leah Malone, PricewaterhouseCoopers LLP, on Friday, June 11, 2021 Tags: Boards of Directors, ESG, Hedge funds, Institutional… [read post]
15 Apr 2022, 11:55 pm
” (Gary Gensler, Wall Street Lawyer). [read post]
26 Mar 2021, 3:03 am
Back in early March at his Senate confirmation hearing to serve as SEC Chair, Gary Gensler expressed support for the SEC to consider company political spending disclosures. [read post]
27 Jul 2013, 9:36 pm
Chairman Gary Gensler agreed on the need for regular updates, Commission briefings or Commissioner briefings. [read post]
14 Jul 2021, 2:23 pm
In a statement in the agency’s press release, SEC Chair Gary Gensler emphasized that certain aspects of the SPAC transaction structure create risks and impose obligations on the SPAC and its executives, particularly with respect to due diligence. [read post]
14 Mar 2022, 7:47 am
When asked by reporters in January whether 2022 will be the year that the SEC starts regulating crypto trading platforms, SEC Chairman Gary Gensler responded: “You shouldn’t put timelines on yourself, but I will say I sure hope so. [read post]
10 Jul 2023, 8:26 am
” SEC Chairman Gary Gensler recently stated in a New York Magazine interview that all cryptocurrencies except Bitcoin are considered securities because there is a group in the middle and the public is anticipating profits based on that group. [read post]
12 Sep 2023, 9:01 pm
Good morning, Chairman Brown, Ranking Member Scott, and members of the Committee. [read post]
13 Feb 2023, 5:59 am
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
8 Nov 2023, 9:05 pm
ENDNOTES [1] Gary Gensler, Chair, Sec. [read post]
22 Apr 2021, 10:03 pm
Securities and Exchange Commission (SEC) Chair Gary Gensler to serve a five-year term. [read post]
9 Jun 2022, 9:30 pm
Securities and Exchange Commission (SEC), Gary Gensler, gave a speech previewing forthcoming updates to SEC market rules governing the purchase and sale of stocks. [read post]
31 Mar 2022, 6:39 am
The bulletin, which was praised by Chair Gary Gensler, is intended to assist firms and their professionals with considering reasonably available alternatives and cost, addressing conflicts of interest, and adopting and implementing policies and procedures when making account recommendations.Reg BI vs. [read post]
4 Nov 2021, 7:38 am
Chair Gary Gensler said that he believes SLB14L more closely aligns the staff’s approach with the Commission’s intent behind its 1998 rulemaking on shareholder proposals. [read post]
21 Jun 2021, 6:14 am
She also mentioned that Chair Gary Gensler has foreshadowed potential new rulemaking proposals on ESG issues in the second half of 2021.Jeffries said that ESG and climate-related disclosure violations are being examined under the Commission’s existing framework. [read post]
22 May 2023, 5:53 am
The ICI and/or several of its members have met with SEC officials regarding the proposed Fund ESG Rule (and a related fund names proposal) six times since the Commission issued the proposal almost a year ago, including twice with Chair Gary Gensler and SEC staff, and once each with Commissioners Jaime Lizárraga and Mark T. [read post]
30 Jul 2021, 12:32 pm
SEC Chair Gary Gensler also instructed staff to “engage in targeted additional reviews of filings for companies with China-based operations. [read post]
24 Feb 2021, 5:54 am
Peirce said she was hopeful that Gary Gensler, who has been nominated to become SEC chair, and who has experience with virtual currencies, could mean that the agency will take a fresh look at its approach to regulating virtual currencies.In reply to a question about GameStop, Peirce noted that short selling has a valuable role in the economy, such as providing rewards to those who investigate companies and learn more information about them, including revealing potential fraud. [read post]
4 Oct 2022, 6:13 am
The SEC had argued in opposition that it did not alter the compliance date and had only stated that it would forebear enforcement for a limited time, an internal staff position that is not legally binding and which does not require notice and comment rulemaking.The district court emphasized that the SEC took a trio of actions on a single day that together amount to a suspension of the compliance date of the proxy adviser rulemaking; those actions were: (1) SEC Chair Gary Gensler… [read post]
