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2 Nov 2021, 8:49 am
However, it should be noted that the Central Bank may decide to regulate entities that have a significant impact on the market even if they do not carry out financial intermediation. [read post]
19 Jul 2017, 1:06 pm
I will be participating in the panel entitled, "Cuban Economic Policies & Growth Strategies," which is chaired by Carlos Quijano, World Bank (retired). [read post]
14 Jan 2022, 9:07 am
From 2007-2008 the world suffered a global financial crisis, a worldwide economic crisis the most severe since the Great Depression, and MiFID was the legislative framework instituted by the European Union (EU) to regulate financial markets in the EU. [read post]
14 Feb 2022, 12:25 pm
The Second Circuit next considered the reach of Section 10(b) in Parkcentral Global Hub Ltd. v. [read post]
28 Nov 2009, 4:23 pm
(2) In writing or by electronic mail, the names and addresses of all of the third parties that received personal information from the business for the third parties' direct marketing purposes during the preceding calendar year and, if the nature of the third parties' business cannot reasonably be determined from the third parties' name, examples of the products or services marketed, if known to the business, sufficient to give the customer a reasonable… [read post]
5 Nov 2010, 1:04 pm
The resolutions contend that the business group's political activities, including its opposition to legislation to address global warming and healthcare, could be harmful to the reputation of the companies. [read post]
24 May 2012, 3:42 am
There are plenty of examples of that today - think conflict minerals or global security risk and terrorism - or even go back in time to Y2K. [read post]
17 Aug 2021, 8:26 am
The result is that, although the United States would have difficulty weaponizing the energy market unilaterally or even multilaterally, it is not in a position to be coerced either. [read post]
10 May 2010, 11:30 pm
Governments also tend to respond to economic crises with protective legislation, increasing the legal regulation of businesses and markets, and restricting economically sensitive transactions. [read post]
18 Feb 2010, 2:00 pm
Also on December 12, 2007, Shulman e-mailed the Investment Bank's Head of Public Finance, to say "we are in a difficult spot right now... [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
28 Apr 2011, 4:58 pm
Investors change custodial banks, brokerages, and investment managers frequently, and many of these service providers have no policy on reaching out to former clients to make them aware of settlements that include transactions from the time period when the investor was still a client. [read post]
17 Feb 2011, 7:15 am
On housing policy, member states should consider treating home ownership like any other investment. [read post]
30 Aug 2016, 4:00 am
Larcier has within its group, Bruylant and is well-known in Belgium and Luxembourg. [read post]
4 Jan 2017, 1:06 pm
And although Trump’s promised focus on reducing business regulations may benefit the U.S. technology companies, his apparent skepticism toward globalism and free trade could prove a challenge to the country’s social media industry, perhaps the most global of all U.S. industries. [read post]
24 Mar 2011, 10:25 am
” If the UK goes forward with serious simplification of its disclosure rules, the disadvantage with which our markets struggle will simply get worse and our share of the global capital market will continue to decline. [read post]
2 Jul 2015, 5:46 am
FIN4 May Have Embarked on a Risky Hacking/Insider Trading Strategy by David Smyth in Cady Bar the Door [W]e learn that the SEC and the Secret Service are investigating a sophisticated computer hacking group known as “FIN4” that allegedly “has tried to hack into email accounts at more than 100 companies, looking for confidential information on mergers and other market-moving events. [read post]
4 Sep 2011, 7:04 am
Our preparation to bail out their creditors means systemic institutions are able to raise finance cheaply in global markets. [read post]
4 Sep 2011, 7:05 am
Our preparation to bail out their creditors means systemic institutions are able to raise finance cheaply in global markets. [read post]
10 Nov 2010, 1:25 pm
" He said, "An increasing number of banks and pension funds see rising risks to their investments from the loss of ecosystems, such as forests and wetlands, and the multitrillion dollar services they produce. [read post]
