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15 Dec 2011, 7:03 pm
Ben Knüppe, Trustee of DSB Bank/Former CEO of Dexia Bank, Mr. [read post]
15 Dec 2011, 7:40 am
Municipal Bond Case As described here, on December 8, 2011, various government agencies announced that Wachovia Bank, N.A. has entered into a series of settlements with the SEC, the Department of Justice, the Office of the Comptroller of the Currency, the Internal Revenue Service, and 26 state attorneys general to pay $148 million related the bank's entry into fraudulent secret arrangements with bidding agents to rig at least 58 municipal bond reinvestment transactions in 25… [read post]
15 Dec 2011, 12:22 am
National Australia Bank Ltd., 130 S. [read post]
13 Dec 2011, 7:54 pm
It is unfortunate that because of Jon Corzine these markets may now be portrayed as somehow unsafe for the investment of public funds. [read post]
12 Dec 2011, 5:45 pm
Madoff Investment Securities, under which $1.09 billion has been advanced out of an estimated total cost to SIPC of $2.3 billion. [read post]
12 Dec 2011, 1:18 pm
Plutus is a boutique advisory firm with offices in New York City and Nashville, providing global banking investment services. [read post]
1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
30 Nov 2011, 2:15 pm
S&P said that it was applying some new standards to its rating methodology that “focus on how institutions manage their businesses under market and economic stress. [read post]
30 Nov 2011, 11:03 am
Seizes Mortgage Giants, Wall Street Journal, September 8, 2008 Related Web Resources: MF Global Shortfall May Be More than $1.2B, Says Trustee, Stockbroker Fraud Blog, November 26, 2011 Bonds Defeat Stocks For the First Time Since Prior to the Civil War, Institutional Investor Securities Blog, November 26, 2011 Wells Investment Securities Agrees to $300,000 Fine by FINRA for Alleged Use of Misleading Marketing Materials for REIT Offerings, Institutional Investor… [read post]
30 Nov 2011, 9:51 am
ARAB TURKISH BANK; a.k.a. [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
30 Nov 2011, 7:46 am
*Bruce Swain is the Managing Director of Leapfrog Property Group. [read post]
15 Nov 2011, 5:59 pm
The second is to allow investors to have a clear understanding of the leverage of the funds in which they are investing or are proposing to invest. [read post]
14 Nov 2011, 9:06 am
And, of course, stock market gains make the disparity much worse. [read post]
14 Nov 2011, 7:50 am
Richard Clark and Curtis Cusinato - Despite the uncertainty and volatility continuing to affect both the global economy and North American capital markets, controlled auction transactions in the Canadian marketplace remain remarkably active, especially in the mid-market. [read post]
8 Nov 2011, 11:30 pm
Haircuts on sovereign debts must be negotiated alongside recapitalising banks and concessions from unions and voters.It is frequently pointed out that China foreign reserves and investments exceed $3trn. [read post]
4 Nov 2011, 11:29 am
However, Runa Urheim, a senior corporate governance analyst with Norges Bank Investment Management (NBIM), argued that access proposals “should be supported regardless of the governance profile and financial performance of the company,” and that those resolutions should be used “to establish a de facto market standard. [read post]
3 Nov 2011, 9:12 pm
Throughout the “trilogy” we have seen much familiar learning yoked to the service of a market-driven political agenda, in the process inevitably becoming warped and almost unrecognizable. [read post]
3 Nov 2011, 12:43 pm
It's not the story the Chamber, the National Association of Manufacturers, or the anti-tax, anti-government funded groups or the Koch brothers want known. [read post]
28 Oct 2011, 8:31 am
He cannot pass this cost through to customers (unlike banks). [read post]
