Search for: "INDUSTRIAL HOLDINGS CORPORATION" Results 1041 - 1060 of 7,937
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18 Jul 2022, 2:46 pm by Kevin LaCroix
The ClientEarth action is an innovative use of litigation to encourage better corporate governance by holding a company’s directors personally liable for failing to properly prepare for the net zero transition. [read post]
15 Jul 2022, 9:07 am by Holly Brezee
That space between legalization and prohibition holds the details about how businesses operate. [read post]
13 Jul 2022, 6:29 am
Posted by Matthew Fust, on Wednesday, July 13, 2022 Editor's Note: Matthew Fust serves as a board member for several publicly traded and venture-backed biopharmaceutical companies and is a corporate finance and strategy advisor in the life sciences industry. [read post]
13 Jul 2022, 6:29 am
Posted by Matthew Fust, on Wednesday, July 13, 2022 Editor's Note: Matthew Fust serves as a board member for several publicly traded and venture-backed biopharmaceutical companies and is a corporate finance and strategy advisor in the life sciences industry. [read post]
12 Jul 2022, 1:39 pm by Geoff Schweller
Big Tech Whistleblowers like Mark, Frances, and Christopher deserve to be rewarded and celebrated because they are the key to holding the tech industry accountable,” NWC Executive Director Siri Nelson. [read post]
11 Jul 2022, 9:08 pm by Shelley Welton
Most experts agree that the linchpin of reducing GHGs is to “electrify everything,” including driving, heating and cooking, and much of heavy industry. [read post]
10 Jul 2022, 1:53 pm by Kenneth Jones
  This is, naturally, a key reason sophisticated calendar systems are prevalent in the industry. [read post]
8 Jul 2022, 6:27 am by Iorio Altamirano
On June 23, 2022, the Financial Industry Regulatory Authority (FINRA) ordered National Securities Corporation (“NSC”) to pay nearly $9 million in monetary fines and restitution for violating various SEC, NASD, and FINRA rules, including negligently omitting material facts to retail investors connected with offerings related to GPB Capital Holdings, LLC (“GPB Capital”). [read post]
7 Jul 2022, 9:01 pm by Matthew Finkin
To admit their claims holds the promise of overwhelming the arbitral system with masses of claims it is not capable of handling. [read post]
7 Jul 2022, 11:30 am by Alan S. Kaplinsky
  The banking…industry is not filled with people who repeatedly violate the law, or prey on defenseless consumers. [read post]
7 Jul 2022, 11:21 am by Jack Sharman
This observation holds true in all business-crimes prosecutions but is particularly apt for a criminal Sherman Act prosecution. [read post]
6 Jul 2022, 10:35 pm by Greg Lambert and Marlene Gebauer
So Joey, I’ll let you introduce yourself what you do here at The Ion and kind of what brought you into this startup industry? [read post]
6 Jul 2022, 6:56 pm
 I am delighted to announce that the essays in Volume 16(2) of Emancipating the Mind: Bulletin of the Coalition for Peace & Ethics (Winter 2021) (ISSN 2689-0283 (Print); 2689-0291 (Online); ISBN 978-x(online digital); 978-x(paperback)) are now available.The theme of this volume is ” The Self-Reflexive Imaginaries of Law: Essays on Contemporary Legalization in an Age of Algorithmic Law and Platform Governance. [read post]
Beginning with the New Deal, labor unions helped police corporate behavior, but they have largely disappeared from the American industrial order. [read post]
6 Jul 2022, 7:03 am by John Jascob
The Exchange Act specifically authorizes the SEC to include SROs when regulating the national market system but is silent on other industry participants, suggesting their exclusion. [read post]
5 Jul 2022, 2:47 pm by Alden Abbott
      Section 6(g) Rules Section 6(g) of the original Federal Trade Commission Act (“section 6(g)”) is a very short provision that empowers the FTC to “classify corporations” and also authorizes the Commission “to make rules and regulations for the purpose of carrying out the provisions of this subchapter [embodying the statutory authorities bestowed on the FTC]. [read post]
5 Jul 2022, 10:32 am by Dan Lopez
We’re seeing lots of economic indicators and analysis coming out of labor economics, industrial organization economics, macroeconomics, all of which point in the direction that we have a competition problem in the United States. [read post]
Broker-Dealer Ordered to Pay Customers More Than $625K in Restitution The Financial Industry Regulatory Authority (FINRA) sanctioned National Securities Corporation for about $9M, including $4.77M disgorgement in net profits. [read post]
4 Jul 2022, 9:05 pm by John C. Coffee, Jr.
SEC[4] seems destined to reach the Supreme Court, at which point the Court will also have to consider not only Jarkesy’s requirement of a jury trial, but also its second holding: that the SEC’s authority to bring enforcement actions, either in federal court or administratively, is an unconstitutional delegation of legislative power, because the Dodd-Frank Act gave the SEC no guidance on when to bring administrative versus judicial actions. [read post]