Search for: "Investment Security Corp."
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4 Apr 2019, 10:00 pm
Eagle Property Management Corp, that found the value of Section 8 vouchers are not required to be included as income. [read post]
4 Apr 2019, 2:00 am
Here’s an excerpt: As part of a continuing effort to assist those seeking to comply with the U.S. federal securities laws, FinHub is publishing a framework for analyzing whether a digital asset is offered and sold as an investment contract, and, therefore, is a security. [read post]
2 Apr 2019, 10:49 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Kristian Gaudet (Gaudet), formerly associated with Ameritas Investment Corp. [read post]
2 Apr 2019, 8:11 am
The North American Securities Administrators Association, Inc. [read post]
2 Apr 2019, 6:50 am
In Barrick Gold Corp. v. [read post]
1 Apr 2019, 7:56 am
Intel Corp. [read post]
31 Mar 2019, 6:18 am
There are as many as 60 brokerage firms that sold these funds and among the largest of those firms are Royal Alliance Associates Inc., Sagepoint Financial Inc., FSC Securities Corp. and Woodbury Financial Services Inc. [read post]
29 Mar 2019, 9:18 am
Although LLCs are permitted to make “check-the-box” elections for S-corp or C-corp tax treatment, neither of those two corporation tax elections are advisable for real estate ownership. [read post]
22 Mar 2019, 9:52 am
The investment pulse rate for the three months of Q1 2019 appears to be higher than annual Q1 investment patterns. [read post]
20 Mar 2019, 11:13 am
Google continues to invest in other projects in China, however. [read post]
18 Mar 2019, 6:47 am
In addition, Laidlaw was involved in other securities offerings including Aethlon Medical, Actinium, Boston Therapeutics, 5G Investment, Alliaqua, Aspen Group, Brazahav Resources, Fusion Telecoms International, Protea Biosciences Group, Aeolus Pharmaceuticals, Medovex Corp, Relmada Therapeutics, Sevion Therapeutics, Spectrascience, and Spherix. [read post]
14 Mar 2019, 6:21 am
Unsurprisingly, border security and the President’s proposed border wall receives the highest priority. [read post]
13 Mar 2019, 9:16 pm
It is not a tool to secure a “do-over. [read post]
11 Mar 2019, 1:00 pm
Notable brokerage firms that sold the GPB Capital Holdings investments include Sagepoint Financial, Inc.; Woodbury Financial Services, Inc.; Royal Alliance Associates Inc.; National Securities Corporation; and FSC Securities Corp. [read post]
8 Mar 2019, 9:44 am
BB&T Corp. previously acquired Valley Forge, now a subsidiary called Sterling Advisors. [read post]
6 Mar 2019, 3:00 am
The components of that figure are $24.8 billion in operating earnings, a $3.0 billion non-cash loss from an impairment of intangible assets (arising almost entirely from our equity interest in Kraft Heinz), $2.8 billion in realized capital gains from the sale of investment securities and a $20.6 billion loss from a reduction in the amount of unrealized capital gains that existed in our investment holdings. [read post]
6 Mar 2019, 2:00 am
Under Employee Retirement Income Security Act (ERISA) Section 404(c), a fiduciary is not liable for losses in the plan resulting from the participant’s selection of investments in his or her own account, provided that the participant exercised control over the investment and the plan has met the requirements in the U.S. [read post]
5 Mar 2019, 10:03 am
Newbridge Securities Corp. [read post]
5 Mar 2019, 9:56 am
Among the broker-dealers that sold these investments were Advisor Group firms Sagepoint Financial Inc, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., and FSC Securities Corp. [read post]
4 Mar 2019, 9:31 am
The post Criminal Securities Fraud Cases Including Startup Company Charged in $48M Fraud appeared first on Securities Fraud Attorney. [read post]