Search for: "Prudential Bank "
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4 Dec 2009, 1:45 am
”Diminished Capacity to Preempt State LawOther changes made to win support include limitations on the FIO’s ability to enter into international agreements on prudential measures that are inconsistent with existing state laws. [read post]
29 Jan 2021, 8:55 pm
Prudential risk management and safeguarding customer funds. [read post]
24 Oct 2016, 5:00 am
For swap dealers that are affiliates of prudentially regulated firms, he believes there should be a method based on the one used by banking regulators. [read post]
13 Nov 2019, 10:12 am
Among other issues discussed, he suggested that “green” investments by banks should be appropriately recognised by the upcoming prudential legislation. [read post]
20 Oct 2023, 8:46 am
On 20 October 2023, the European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) issued for consultation their draft joint guidelines on suitability assessment of members of management body of issuers of asset-referenced tokens (ARTs) and of crypto-asset service providers (CASPs), and of shareholders and members with qualifying holdings in issuers of ARTs and in CASPs. [read post]
1 Feb 2019, 12:00 am
– Regarding the Development of Banking Regulation in the European Union and the United States] The Basel Committee on Banking Supervision was founded in order to harmonize prudential regulation of banks internationally. [read post]
24 Jul 2020, 6:23 am
Key components included:Prudential bank regulation, including capital, liquidity, and leverage standards, as well as enhanced prudential standards for megabanks;Creation of the Consumer Financial Protection Bureau (CFPB);Creation of the Financial Stability Oversight Council (FSOC) to address systemic risk and the shadow banking system;The "Volcker Rule," which restricted proprietary trading by banks;Reforms to securities markets to increase investor… [read post]
5 May 2016, 8:25 am
Parties to the 2016 CSA are able to negotiate collateral terms for variation margin in accordance with rules issued by U.S. prudential banking regulators[1], the U.S. [read post]
3 Dec 2010, 5:13 am
The Act does not require prudential regulators to accept any promulgated model disclosures. [read post]
5 May 2016, 8:25 am
Parties to the 2016 CSA are able to negotiate collateral terms for variation margin in accordance with rules issued by U.S. prudential banking regulators[1], the U.S. [read post]
4 Nov 2010, 3:48 pm
European Central Bank Members have noted that the Volcker Rule is incompatible with the universal banking model, which allows all banks to offer all banking services, and could even have the unintended consequence of banning activities that might mitigate riskGiven the City of London’s significance as a world financial center, noted Rep. [read post]
22 Aug 2018, 3:52 am
Once the UK has left the EU, in the absence of an agreement and where no equivalence determination has been made, the EU27 would automatically fall into the category of a third country where EU27 exposures would no longer receive preferential capital treatment; macro-prudential measures. [read post]
1 Jul 2010, 5:00 am
The OCC needs better leadership as its powers as prudential bank regulator are expanded under the bill and the soon-to-be-defunct Office of Thrift Supervision is rolled into it. [read post]
27 Aug 2014, 11:52 am
The bill provides anti-waiver protection for “the sharing of information” with federal banking regulators, state banking regulators, or state regulators that “license, supervise, or examine the offering of consumer financial products or services. [read post]
4 Jan 2021, 6:23 am
HMT Open access regime for exchange traded derivatives Government Financial Reporting Manual: 2021-22 Guidance on annual reports and accounts FCA Statement on use of the Temporary Transitional Power to modify the UK’s derivatives trading obligation Transitional direction for the derivatives trading obligation Explanatory note for the transitional direction for the derivatives trading obligation Paul Feeney appointed Chair of the FCA’s Practitioner Panel BoE/PRA PRA statement on the EU… [read post]
27 Aug 2010, 1:59 pm
If Williams’s money had been in a bank, instead of an account managed by an insurer, federal and state laws would have required the bank to verify signatures on checks and cover losses. [read post]
9 Jul 2009, 9:22 am
In addition, the Administration's proposal presupposes the creation of the National Bank Supervisor (NBS), a new prudential regulator that would merge the Office of the Comptroller of the Currency (OCC) and the Office of Thrift Supervision (OTS). [read post]
6 Sep 2024, 2:40 am
UK 12 September 2024 – On 29 August 2024, the Bank of England announced that the Prudential Regulation Authority (PRA) would publish its second and last set of near-final Basel 3.1 rules on 12 September 2024. [read post]
11 Jan 2009, 11:17 pm
Other members are Lucas Papademos, Vice President of the European Central Bank; and Don Nicolaisen, former SEC Chief Accountant. [read post]
22 Jun 2022, 6:06 am
This includes the prudential treatment of third-country CCPs, intragroup transactions (notably problems with adopting the relevant equivalence decisions and general complexities of the intragroup regime), clearing thresholds and the scope of CCP authorisation. [read post]
