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5 Sep 2012, 9:41 am
As we noted in a prior blog entry, the SEC allowed the 90-day statutory deadline in the JOBS Act to expire on July 4, 2012 without action. [read post]
18 Oct 2016, 8:13 am
If so, congratulations, and welcome to the world of private enterprise. [read post]
30 Jun 2009, 3:10 am
The French public prosecutor initiated proceedings to have this registration cancelled. [read post]
16 Jan 2024, 9:55 am
Panel 4: Developments in Discovery | 1:45-2:15 p.m. [read post]
26 Mar 2008, 2:38 pm
China patent applications reach 4 million 29. [read post]
8 Apr 2011, 8:29 am
As Bishop explains, the project has been largely shrouded in secrecy and many questions remain about the finances of the project, the advisory committee and who is liable if a recommendation goes bad. 4) Dodd-Frank.com: Registration with the SEC as an Investment Adviser — A Guide for Private Equity and Hedge Funds - In this post, Jill Radloff provides a comprehensive guide for investment advisers who are now required to register with the SEC. [read post]
5 Oct 2011, 4:58 am
No-Action Letter, 1985 WL 55694 (Dec. 4 1985). [read post]
9 Nov 2015, 11:48 am
The program as well as a link for the registration will be posted on this website soon! [read post]
3 Apr 2012, 9:00 pm
Receivables may now be assigned, regardless of the purposes of such assignment, by virtue of a private deed (without any notarial or registration requirements), without any notification(s) being required for the perfection of the assignment. [read post]
6 Apr 2012, 5:48 am
For more information on conference fees and registration, please visit: http://www.phoenixlaw.edu/community/default.asp? [read post]
22 Oct 2012, 5:44 am
In this ground-breaking study, McCann probed many areas, including: where do people draw the line between public and private information? [read post]
16 Jul 2024, 7:18 am
Recommendation 4 addresses the need for clear guidance on supervisory expectations across the sector to promote the safe and efficient provision of payment services. [read post]
31 Mar 2022, 1:41 pm
” Specifically, the Commission proposes to: Amend the registration statement forms and schedules filed in connection with deSPAC transactions to require additional disclosures about the private operating company; Require that disclosure documents in de-SPAC transactions be disseminated to investors at least 20 calendar days in advance of a shareholder meeting or the earliest date of action by consent, or the maximum period for disseminating such disclosure… [read post]
3 Nov 2008, 10:00 am
This leads to the final question. 4. [read post]
19 Aug 2011, 1:47 am
” Defensive Registrations – As noted, brand owners may be compelled to file defensive registrations, i.e., “registrations undertaken to protect legitimate trademark or intellectual property rights from misuse, not registrations undertaken as the ‘defense’ of one’s business against increased competition on the merits. [read post]
2 Aug 2010, 2:08 am
Important changes include: Manager Registration – Managers to hedge funds and private equity funds will generally be required to register with the SEC by July 21, 2011 if they have $150 million or more in AUM. [read post]
3 Nov 2008, 10:00 am
This leads to the final question. 4. [read post]
3 Feb 2011, 12:42 am
Managers with many funds are going to face a large reporting burden. **** Bart Mallon provides investment adviser registration services through Mallon P.C., a law firm focused on the investment management industry. [read post]
11 Jun 2019, 8:14 pm
This case is solely about the violation of the registration provisions of the Securities Act. [read post]
2 Mar 2015, 5:41 am
Non-use· Within 5 years from registration;· Use suspended for uninterrupted period of 5 years. [read post]
