Search for: "SECURITIES CORP."
Results 1041 - 1060
of 11,589
Sorted by Relevance
|
Sort by Date
17 Aug 2012, 8:00 am
Further, the Second Circuit based its conclusion that the FINRA arbitration panel had not manifestly disregarded the law on the Bear Stearns Securities Corp. v. [read post]
20 Nov 2019, 6:21 am
This investment comes on the back of Active Navigation’s strong growth, adding some of the world’s best-known brands such as BAE Systems, the United States Marine Corps and Voya Financial to its customer portfolio. [read post]
27 Aug 2024, 6:38 pm
New York Investor Accuses National Securities Corp. and B. [read post]
8 Sep 2022, 9:01 pm
Offers and sales of these thousands of crypto security tokens are covered under the securities laws. [read post]
2 Feb 2011, 10:22 am
In In re InterBank Funding Corp. [read post]
6 Oct 2011, 6:46 pm
Investigations have been opened in several other states as well as by the Securities and Exchange Commission and the Department of Justice. [read post]
17 Jul 2008, 8:08 pm
In the last year, Wachovia Corp's stock has dropped 80%. [read post]
19 Apr 2010, 4:29 pm
Comtech Communications Corp., No. 88 CIV 2570 (KMW), 1991 WL 12430 at *5 (S.D.N.Y. [read post]
12 Jan 2021, 1:42 pm
Gregory Washington has 10 years of experience and started in the securities industry in 2009 and has previously worked for such companies as Aegis Capital Corp, Spartan Capital Securities and Maxim Group. [read post]
18 Jul 2024, 11:11 am
The Central Counterterrorism Department of the Prosecution Service, also referred to as the “14th section,” was established by Law 86-1020 of September 9, 1986, as a specialized corps of investigating judges and prosecutors stationed in Paris to handle all terrorist matters. [read post]
6 Mar 2016, 7:07 am
” In conjunction with this strategic shift, the Obama administration decided to reduce the size of the Army and Marine Corps by a total of 82,000 personnel. [read post]
4 May 2022, 3:30 am
Yesterday, Corp Fin posted this sample letter to companies regarding the business impact of the invasion. [read post]
21 May 2019, 6:03 am
Policy Management Systems Corp., U.S. [read post]
21 Nov 2018, 7:55 am
(CRD #2447817) is a registered broker currently employed with Aegis Capital Corp. [read post]
8 Jul 2024, 7:30 pm
Interviewees said that Iran’s Islamic Revolutionary Guard Corps and FARAJA Border Guard force were involved in using lethal force against the border couriers. [read post]
17 Jul 2022, 11:54 am
Background Stable Road Acquisition Corp. is a special purpose acquisition company (SPAC) that completed an IPO on November 13, 2019. [read post]
4 Jun 2018, 6:25 am
” Dutton was registered with Newbridge Securities Corp. in Doylestown, PA from 2007 through August 2017, according to his Broker Check report. [read post]
10 Oct 2022, 12:36 pm
Background Social Capital Hedosophia Holdings Corp. [read post]
26 Apr 2017, 3:15 am
That question is generating a lot of discussion early in the Trump administration as U.S. policy makers consider ways to streamline the federal bureaucracy by potentially merging the Commodity Futures Trading Commission into the Securities and Exchange Commission. [read post]
15 Dec 2023, 12:30 am
[December 14, 2023] Corp Fin Director Erik Gerding also issued a lengthy statement on the rationale underlying the SEC’s adoption of the cybersecurity disclosure and governance rules, the mechanics of the rules, the national security and public safety delay provisions, and Corp Fin’s next steps concerning implementation of the rules and review of disclosures. [read post]
