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10 Aug 2022, 6:32 pm
Singer used a purported charity, The Key Worldwide Foundation (KWF), to funnel approximately $25 million in payments from his racketeering scheme. [read post]
10 Aug 2022, 5:52 pm
Singer and Actress Olivia Newton-John, who has suffered from cancer for 30 years, has died at age 73. [read post]
8 Aug 2022, 4:38 pm
.'"From "Olivia Newton-John, Pop Singer and ‘Grease’ Star, Dies at 73/She began her career as an innocent purveyor of middle-of-the-road pop but later adopted a bad-girl persona" (NYT).Here's a charming clip from 1968 (which I found because I saw in the obituary that she duetted with Pat Carroll and mistakenly thought that was the actress Pat Carroll who recently died at the age of 95): [read post]
8 Aug 2022, 10:55 am
Robert Singer praised Acting Attorney General Matt Platkin’s support for Lakewood and the Jewish community. [read post]
8 Aug 2022, 6:56 am
My dream is to be a legal expert working on creative projects and ideas by day and a singer in a rock band by night. [read post]
8 Aug 2022, 4:02 am
Federal Court Denies Legend Securities President Bankruptcy Discharge of FINRA Customer Arbitration Award (BrokeAndBroker.com Blog)SEC Brings Charges Over Unregistered Offerings of Conservation Easement Investments (SEC Release)SEC Charges Angel Oak Capital Advisors with Misleading Investors in $90 Million Fix-and-Flip Securitization (SEC Release)SEC Proposes to Enhance Private Fund ReportingStatement on Proposed Amendments to Form PF by SEC Commissioner Caroline A. [read post]
8 Aug 2022, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6599/securities-industry-commentator/Overtime at Merrill Lynch Prompts Uneven-Handed FINRA Regulation (BrokeAndBroker.com Blog)Case Allowed to Move Forward Against RobinhoodIn re: January 2021 Short Squeeze Trading Litigation (Securities Tranche) (Order, SDFL)Vancouver, Washington 'Investment Advisor' pleads guilty to defrauding… [read post]
8 Aug 2022, 4:02 am
Parietti's Predicament And Prosecutors' Puzzling Principles (BrokeAndBroker.com Blog)2Cir Vacates SDNY Jury Verdict Against UBS for Whistleblower RetaliationTrevor Murray, Plaintiff/Appellee/Cross-Appellant, v. [read post]
8 Aug 2022, 4:02 am
Overtime at Merrill Lynch Prompts Uneven-Handed FINRA Regulation (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6602/merrill-lynch-finra-overtime/Early on in "Macbeth," the eponymous character famously muses about cases, bloody instructions, even-handed justice, and a poisoned chalice. [read post]
8 Aug 2022, 4:02 am
Parietti's Predicament And Prosecutors' Puzzling Principles (BrokeAndBroker.com Blog)What Happens When A Company Murders Another Company By Poisoning It's Board? [read post]
8 Aug 2022, 4:02 am
Federal Court Denies Legend Securities President Bankruptcy Discharge of FINRA Customer Arbitration Award (BrokeAndBroker.com Blog)What Happens When A Company Murders Another Company By Poisoning It's Board? [read post]
7 Aug 2022, 12:07 pm
Conrad Murray, and singer-actress Julie Andrews’ case against New York’s Mount Sinai Hospital for her botched throat operation. [read post]
5 Aug 2022, 12:00 pm
The late singer did not leave behind a will, which required his $156 million estate go through probate,... [read post]
5 Aug 2022, 8:58 am
Julie Andrews Versus New York’s Mount Sinai Hospital In 1997, singer-actress Julie Andrews decided to undergo a throat operation after developing non-cancerous nodules on her vocal cords, which caused her discomfort while singing. [read post]
5 Aug 2022, 4:00 am
National/Federal A Right-Wing Think Tank Claimed to Be a Church. [read post]
2 Aug 2022, 1:24 pm
There will be no question about it,” said Singer (R-30). [read post]
1 Aug 2022, 8:55 am
This was the case in the claims of both singer-actress Julie Andrews and comedienne Joan Rivers, who both say they were unaware of the risks of the procedures they underwent, causing them major damages (and in the cause of Rivers, her untimely death). [read post]
1 Aug 2022, 4:04 am
Equity And Justice Prevail In Breathtaking FINRA Expungement Award (BrokeAndBroker.com Blog)Suburban Chicago Man Sentenced to Three Years in Federal Prison for Laundering Proceeds from Telemarketing Scheme That Defrauded Elderly Victims (DOJ Release0Dallas Based Financial Manager Pleads Guilty to Embezzling Over $200,000 From Client (DOJ Release)FINRA Arbitration Panel Renders Award to LPL and to Terminated LPL EmployeeIn the Matter of the Arbitration Between Eilesia Kepper Dixon, Claimant, v. [read post]
1 Aug 2022, 4:04 am
GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6592/aegis-frumento-insecurities-identity-theft/In settling three Reg S-ID cases on the same day last July, the SEC fined JP Morgan $1.2 million; UBS $925,000; and TradeStation $425,000. [read post]
1 Aug 2022, 4:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6587/securities-industry-commentator/GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan Securities In… [read post]
