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24 Jul 2020, 1:00 am
Anyone wishing to review a copy of this decision may click this LINK.The prevailing defense attorney was Stephen T. [read post]
23 Jul 2020, 3:45 pm
When presenting the award, Stephen Kohn, NWC’s Chairman, said of Senator Grassley: “No other member of Congress has so consistently supported whistleblowers. [read post]
23 Jul 2020, 3:40 pm
Securities and Exchange Commission Donna Boehme, Principal, Compliance Strategists LLC Stephen Kohn, A Founding Partner at Kohn, Kohn & Colapinto and Co-Founder and Chairman, National Whistleblower Center; Moderator: Mark Toney, Director, National Whistleblower Center; Executive Director, The Utility Reform Network Sign the petition to have Congress designate July 30th as National Whistleblower Day [read post]
23 Jul 2020, 6:50 am
If you are concerned about your investments with Stephen Sloane, you may be able to file a complaint against your brokerage firm. [read post]
23 Jul 2020, 5:55 am
Key Findings Allowing companies to fully and immediately deduct investments in structures is one of the most cost-efficient ways lawmakers can stimulate investment, create jobs, and boost GDP during a post-pandemic recovery. [read post]
23 Jul 2020, 12:32 am
As a result, Judge Stephen Reinhardt was able to decide a case from beyond the grave. [read post]
22 Jul 2020, 3:07 pm
Matt StockJason ZuckermanIn the following guest post, Matt Stock and Jason Zuckerman take a look at five ways that the SEC whistleblower program has affected both corporate compliance and the SEC’s enforcement efforts. [read post]
22 Jul 2020, 1:36 pm
Stefan Padfield: The Specter of Political Bias Is Haunting Corporate Governancehttps://t.co/LcWLKkQnl2 — Professor Stephen Bainbridge (@PrawfBainbridge) July 22, 2020 [[ This is a content summary only. [read post]
22 Jul 2020, 12:46 pm
“When given the proper tools, whistleblowers can be the number one line of defense for combating fraud,” said Stephen M. [read post]
21 Jul 2020, 9:22 am
Stephen M. [read post]
20 Jul 2020, 2:04 am
Hugh Hewitt Supports Stephen Kohn for 2020 FINRA Small Firm Governor (BrokeAndBroker.com Blog)Wall Street Firms Consider Moving Jobs Out of NYC, Study Says (Bloomberg by Henry Goldman)SEC Charges Silicon Valley Start-Up and CEO With Defrauding Investors (SEC Release)UBS to Pay $10 Million for Violating Rules Which Give Priority To Retail Investors in Municipal Offerings (SEC Release)Texas showdown between UBS and top-ranked advisor over $180M book (Financial Planning by Kenneth Corbin)Miami… [read post]
20 Jul 2020, 2:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5337/securities-industry-commentator/New Research: FINRA Foundation Examines Financial Capability of Women Behind Bars / Study Highlights Grim Financial Challenges and Gender Disparities (FINRA Release)Vote for Stephen Kohn for 2020 FINRA Small Firm Governor (BrokeAndBroker.com Blog)Bridgewater Over Troubled FINRA Waters (BrokeAndBroker.com… [read post]
16 Jul 2020, 9:05 pm
” The letter, dated June 30 and addressed to the CDC Director Robert R. [read post]
16 Jul 2020, 9:00 pm
There has been a nine-year battle over whether employers who provide insurance must include prescription contraceptives at no cost to the patients. [read post]
16 Jul 2020, 12:53 pm
• Donald R. [read post]
16 Jul 2020, 11:43 am
The details of this history were recently uncovered by Stephen M. [read post]
16 Jul 2020, 10:00 am
(SenateNJ.com) Before the committee vote on the bill, also sponsored by Senate President Stephen Sweeney, Pennacchio said the change is long-overdue but cautioned colleagues in the Legislature about the dangerous movement to erase history and tear down monuments. [read post]
15 Jul 2020, 9:35 am
“Whistleblowers are essential to keeping waste, fraud, and abuse out of the private sector,” said whistleblower attorney Stephen M. [read post]
14 Jul 2020, 9:01 pm
Though the Court characterized Kansas as having permissibly replaced one type of insanity defense with another, it is clear that Kansas actually abolished the defense altogether, with the Court’s ex post blessing.One of the issues that arose in Justice Stephen Breyer’s dissenting opinion has to do with when a lion and an insane person resemble each other in their respective culpability for violent acts. [read post]
14 Jul 2020, 9:01 pm
” The New Era of Smarter Food Safety Website The New Era of Smarter Food Safety Blueprint (https://www.fda.gov/food/new-era-smarter-food-safety/new-era-smarter-food-safety-blueprint) Remarks by FDA Commissioner Stephen M. [read post]
