Search for: "The Commissioner of Securities"
Results 1041 - 1060
of 11,911
Sort by Relevance
|
Sort by Date
19 May 2023, 6:30 am
Park (UCLA) , on Monday, May 15, 2023 Tags: Basic, corporate disclosure, ESG, ESG risks, Rule 10b-5, Securities fraud Nine Developments and Trends Shaping US Shareholder Activism in 2023 Posted by Thomas W. [read post]
19 May 2023, 4:00 am
But the exact definition of what it means to be corrupt was at question as judges for an appeals court weighing whether a law used to secure felony convictions against more than 100 participants in the attack is being appropriately applied. [read post]
18 May 2023, 9:01 pm
As the eighth longest-serving Commissioner in SEC history, he was one of only three Commissioners to have been nominated by two U.S. [read post]
18 May 2023, 6:23 am
Substantive inputs could include, for example, portfolio size, volatility, and sensitivity to various risk factors that are likely to influence security prices. [read post]
18 May 2023, 6:00 am
Sheconsistently failed to perform her duties, which included working closely with clients to develop a plan to move out of the shelter and secure appropriate housing (Tr. 15). [read post]
18 May 2023, 6:00 am
Sheconsistently failed to perform her duties, which included working closely with clients to develop a plan to move out of the shelter and secure appropriate housing (Tr. 15). [read post]
17 May 2023, 6:31 am
Securities and Exchange Commission, on Wednesday, May 17, 2023 Editor's Note: Jaime Lizárraga is a Commissioner at the U.S. [read post]
17 May 2023, 6:31 am
Securities and Exchange Commission, on Wednesday, May 17, 2023 Editor's Note: Jaime Lizárraga is a Commissioner at the U.S. [read post]
17 May 2023, 3:15 am
This Perkins Coie alert advises that all privately held companies should be mindful of their representations to investors, sophisticated or not, given the following recent developments: – The SEC’s April 2023 announcement of an action against the founder and CEO of a private startup company that was sold to a financial institution for $175 million based on alleged false and fabricated data concerning the number of customers – Commissioner Crenshaw’s January 2023… [read post]
16 May 2023, 8:21 am
As a result, FERC granted BlackRock’s blanket reauthorization application.FERC Commissioner Allison Clements concurred in FERC’s order, stating that she had “growing concerns” that FERC’s standards for evaluating reauthorization applications may be inadequate to ensure that reauthorization is in the public interest, especially in wholesale rates.FERC Commissioner Mark C. [read post]
16 May 2023, 5:58 am
In light of the clear human rights risks, and the challenges for oversight, the UN High Commissioner for Human Rights has called for a moratorium on the trade in surveillance technology to “allow States to work on an export and control regime, as well as to boost legal frameworks securing privacy,” a call echoed by multiple UN Special Procedures mandate holders. [read post]
16 May 2023, 12:15 am
Many lawyers recognize the DFPI as the regulator and enforcer of California's securities law. [read post]
15 May 2023, 11:47 am
Moreover, the burden of proving that the plastic waste caused harm rests on the employee, which can pose a major challenge in securing their right to an effective remedy. [read post]
15 May 2023, 2:00 am
--Commissioner of Labor) [read post]
14 May 2023, 6:56 pm
The normative focus is on development, collective prosperity and security, and on compliance with local law and localized international standards. [read post]
14 May 2023, 11:28 am
These intervening rulings have made Hart’s case became even more untenable regardless of the new evidence he secured. [read post]
13 May 2023, 1:00 am
Church security, (1 April 2018). [read post]
12 May 2023, 12:41 pm
As participants in this system, judges appointed to handle national security cases contribute to these systemic violations. [read post]
12 May 2023, 8:04 am
In addition, local and international organizations have documented “horrific violations committed by Syrian military and security forces against Syrian returnees,” such as unlawful or arbitrary detention, torture, rape, sexual violence and other ill-treatment. [read post]
12 May 2023, 6:30 am
Statement by Commissioner Peirce on Share Repurchase Disclosure Modernization Posted by Hester M. [read post]
