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30 Dec 2022, 7:59 am
For this new Guidance document, the FTC explains: “Like the 1998 guide, this document provides guidance from FTC staff on how to ensure that claims about the benefits and safety of health-related products are truthful, not misleading, and supported by science. [read post]
5 Sep 2007, 1:08 pm
The guidance must help firms meet their regulatory duties, not tell them what they must do.Moreover, industry guidance must not claim to be an exhaustive or definitive statement of what FSA rules require. [read post]
9 Feb 2016, 9:08 am
The budget documentation also reminds the regulated community of WHD’s efforts on the regulatory side. [read post]
1 Mar 2021, 8:44 am
” During the demonstration, Crutchfield and King also reviewed other recent enhancements WK has introduced. [read post]
10 Sep 2018, 8:44 am
On July 6, 2018, FINRA staff reportedly sent Barnard a letter requesting documents and information, in connection with FINRA’s review of Barnard’s participation in sales of notes related to the Woodbridge Group of Companies LLC, a group of unregistered investment companies. [read post]
4 Aug 2024, 7:58 am
On our Broadcast Law Blog, we highlighted the regulatory dates and deadlines for broadcasters in August and early September. [read post]
27 Oct 2010, 11:13 pm
GAO STUDY ON SELF-REGULATORY ORGANIZATION FOR PRIVATE FUNDS. [read post]
10 Jan 2014, 12:19 pm
Despite these findings, the staff report did not make any legislative recommendations. [read post]
23 Aug 2018, 7:20 am
ORIA reviews of significant regulatory actions would last not less than 45 days and could be extended once for an additional 30 days. [read post]
9 Mar 2023, 3:00 am
The EIS declared the staff alternative was the preferred alternative. [read post]
4 May 2022, 7:56 am
Other details of the filing process are noted in the Public Notice, so be sure to review it before filing any of these applications after the May 17 effective date. [read post]
30 Nov 2016, 12:59 pm
This installment of our ongoing series prognosticating about the new Presidential administration focuses on the regulatory environment employers may face. [read post]
16 Dec 2013, 4:53 am
By letter dated May 20, 2013, FlNRA staff requested that Daldumyan appear for on-the-record testimony. [read post]
5 Sep 2014, 6:20 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm optionsXpress, Inc. [read post]
26 Jul 2007, 6:00 am
It is important to have your IT staff involved in the process. [read post]
6 Dec 2017, 2:23 pm
Directing CFPB staff to examine all investigations and litigation. [read post]
30 May 2017, 1:30 pm
She was also an editorial staff member of the Marquette Intellectual Property Law Review, and a MWBLSA Thurgood Marshall mock trial captain and participant. [read post]
7 Nov 2020, 9:33 pm
While last Tuesday’s elections may well affect broadcast regulation in the future, there were several regulatory developments in the last week of immediate significance to broadcasters. [read post]
15 May 2015, 10:58 am
The Financial Industry Regulatory Authority (FINRA) has permanently barred Nicholas Hansen Harper. [read post]
30 May 2017, 1:30 pm
She was also an editorial staff member of the Marquette Intellectual Property Law Review, and a MWBLSA Thurgood Marshall mock trial captain and participant. [read post]
