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5 Nov 2009, 10:41 pm
The Securities and Exchange Commission today announced insider trading charges against nine defendants in a case involving serial insider trading by a ring of Wall Street traders and hedge... [read post]
24 May 2014, 5:00 am
First Derivative Traders (2011): The SEC recently announced that it intends to pursue more cases under Section 20(b) of the Exchange Act, which prohibits... [read post]
3 Apr 2019, 10:00 am
Bloomberg, Crypto Lenders Push No-Tax Perk of Leveraging Bitcoin for Cash: Former Wall Street trader Edgar Fernandez used some of his Bitcoin as collateral to borrow nearly $100,000, a move that let him keep his cryptocurrency and avert a tax bill on the newly acquired cash. [read post]
26 Aug 2008, 1:38 pm
Now it's asking its bankers and traders to stop using color copying and to start printing presentations on both sides of the page. [read post]
20 Mar 2008, 5:11 am
But it appears that for some traders, they’re a potential gold mine. [read post]
16 Mar 2009, 10:40 am
Many traders and bankers remember where they were when they learned that Bear was being sold to JPMorgan Chase for the astoundingly low price of $2 a share, with the government [...] [read post]
13 Jun 2011, 9:40 pm
First Derivative Traders case, the U.S. [read post]
28 Jun 2017, 10:40 pm
OKs Search By Disguised Officers In Fraud Case": Steven Trader of Law360.com has this report (subscription required for full access) on a ruling that a divided three-judge panel of the U.S. [read post]
19 Aug 2011, 1:17 pm
Goldfarb transmitted confidential information from two m&a attorneys to convicted hedge fund trader Zvi... [read post]
30 Oct 2012, 5:40 am
The firm reportedly placing 100 fixed-income traders on leave. [read post]
6 Jun 2010, 1:00 pm
Christie’s is being criticized for leaving on the auction block three items which have been alleged by archaeologists and an Italian prosecutor to have originated from the famous and illicit antiquities trader, Giacomo Medici. [read post]
24 Nov 2010, 7:07 am
Federal prosecutors and the SEC are reportedly poised to file huge criminal and civil insider-trading cases against an array of consultants, investment bankers, hedge-fund and mutual-fund traders, and analysts across the nation, according to The Wall Street Journal ( [read post]
30 Sep 2011, 3:01 am
“Evidence of unfair sales practices targeted at elderly and vulnerable consumers buying mobility aids has been uncovered by the Office of Fair Trading (OFT), leading to an investigation into two nationwide traders.” Full story The Guardian, 29th September 2011 Source: www.guardian.co.uk [read post]
28 Jul 2011, 6:11 pm
Danielle Chiesi, the former beauty queen, hedge fund trader, and fount of inside information to Raj Rajaratnam, was sentenced last week to 30 months in prison. [read post]
10 Jun 2018, 3:05 pm
"In bad times ... traders stand to make the most money and biggest bonuses.... [read post]
26 Jan 2007, 2:28 pm
In a column on the Trader [...] [read post]
19 Sep 2011, 11:47 am
The recent UBS “rogue trader” debacle illustrates that, while exchange traded funds based on major indices may be suitable investments for many investors, more extreme and exotic exchange traded funds often involve tremendous risk, and are therefore unsuitable for most investors. [read post]
14 Jun 2011, 5:45 pm
First Derivatives Traders, that a mutual fund adviser cannot be held liable in a private Rule 10b-5 action for false statements included in the prospectuses... [read post]
20 Mar 2012, 4:53 pm
Swiss commodities trader Glencore International plans to purchase Viterra, Canada's largest grain-handler, and has also entered into agreements to sell some of that company's assets to two other Canadian agricultural companies for a combined $2.6 billion. [read post]
8 Jan 2015, 9:34 am
., his former colleague, trader Joseph Ruggieri, gave him a set of keys to Mr. [read post]
