Search for: "U.S. Commodity Futures Trading Commission"
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14 Nov 2017, 3:27 am
Securities and Exchange Commission, Jay Clayton. [read post]
17 Feb 2011, 8:27 am
Goliath” proportions is going on in Washington, and they want to educate Americans about the disastrous consequences that will occur if the budgets of Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are slashed. [read post]
10 Jan 2023, 12:33 pm
CHS Hedging: On December 20, 2022, the Commodities Future Trading Commission (CFTC) announced a $6.5 million settlement with CHS Hedging, a registered futures trading company. [read post]
30 Jul 2023, 9:01 pm
By following the mandates of the Strategy in drafting regulations, FinCEN will be able to set up a whistleblower program that protects and compensatea whistleblowers in extreme danger worldwide The AML Whistleblower Improvement Act was modeled off the whistleblower provisions of the Dodd-Frank Act, which established the successful whistleblower programs of the Securities and Exchange Commission (“SEC”) and Commodities and Futures Trading Commision… [read post]
3 Nov 2020, 9:06 pm
Commodity Futures Trading Commission (CFTC) issued a report last month on the impact of climate change that landed like a thunderbolt. [read post]
8 Jul 2024, 10:40 am
The Jarkesy decision also will likely impact other agencies that use in-house adjudications for fraud prosecutions, notably the Commodity Futures Trading Commission. [read post]
8 Jul 2024, 10:40 am
The Jarkesy decision also will likely impact other agencies that use in-house adjudications for fraud prosecutions, notably the Commodity Futures Trading Commission. [read post]
8 Jul 2024, 10:40 am
The Jarkesy decision also will likely impact other agencies that use in-house adjudications for fraud prosecutions, notably the Commodity Futures Trading Commission. [read post]
29 Apr 2012, 2:59 am
Not only did this timing get our attention, the Commodity Futures Trading Commission, which regulated derivatives, wants to know more about when this came down, too.It's probably going to come down to when did NVSL know the 10-year, 7 month old dairy cow was positive for BSE, and when did the lab tell John Clifford, USDA's chief veterinarian? [read post]
16 Oct 2018, 3:09 am
On October 2, the Commodities Futures Trading Commission (“CFTC”) Chairman Christopher Giancarlo summarized the CFTC’s increased enforcement efforts from the prior fiscal year in a speech to the Economic Club of Minnesota. [read post]
29 Nov 2021, 4:00 pm
In the last two months, the U.S. [read post]
5 Nov 2017, 2:56 pm
The Commodities Futures Trading Commission (CFTC) has a very good primer on ICOs and cryptocurrencies, here. [read post]
4 Jan 2024, 9:05 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission may need to expand to encompass broader regulatory authority over cryptocurrency trading. [read post]
30 Apr 2013, 9:30 am
On Tuesday, the Commodity Futures Trading Commission plans to hold a public meeting in Washington with a couple of dozen high-frequency traders to discuss whether there should be additional safeguards to protect against the effects of social media on markets. [read post]
23 Jan 2020, 5:00 am
The Financial Industry Regulatory Authority (FINRA) regulates OTC markets under the supervision of the Securities and Exchange Commission (SEC),[2] meaning in the United States an FTT could include OTC transactions in its base. [read post]
13 Jan 2008, 4:47 pm
The Commodities Futures Trading Commission (CFTC) sued Ross Erskine and his company, Goros, LLC, (collectively "Goros") in federal court, alleging that Goros had misrepresented facts and omitted pertinent information when soliciting customers to trade in foreign currency, which violated the Commodity Exchange Act (CEA), 7 U.S.C. [read post]
3 May 2021, 9:05 pm
In fact, determining the valuation of a business, attracting geographically dispersed and diverse classes of investors, and complying with a complex set of disclosure regulations adopted and enforced by the U.S. [read post]
1 Jan 2024, 6:19 am
In contrast, the Commodity Futures Trading Commission classifies them differently. [read post]
5 May 2016, 8:25 am
Commodity Futures Trading Commission (the CFTC), and the European Union. [read post]
5 May 2016, 8:25 am
Commodity Futures Trading Commission (the CFTC), and the European Union. [read post]
