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22 Feb 2022, 4:11 am
Federal Court Puts A Fork In Schottenstein FINRA Arbitration and Says It's Done (Maybe) (BrokeAndBroker.com Blog)SEC Proposes Short Sale Disclosure Rule, Order Marking Requirement, and CAT Amendments / Agency Also Reopens Comment Period for Proposed Rule 10c-1 (SEC Release)UPDATE: The Google, Candido Viyella, Morgan Stanley, Fundacion Nicor Panama Saga: a Bill Singer 2022 Copyrighted Article fighting DMCA Takedowns (BrokeAndBroker.com Blog)Jury Convicts Arizona and California… [read post]
10 Apr 2020, 10:15 am
Supreme Court denies yet another petition asking the court to clarify patent-eligibility under Section 101; the Federal Circuit vacates various rulings due to erroneous lower court findings on claim construction, Section 102 on-sale bar and distinctiveness of multi-color trademark; the U.S. [read post]
7 Dec 2023, 11:30 am
But under the proposed framework, an agency may consider “[a]t what price and on what terms has the product utilizing the subject invention been sold or offered for sale in the U.S. [read post]
14 Apr 2014, 5:18 am
Utility has no offices in Kansas and none of its employees or sales agents reside in Kansas. [read post]
29 May 2018, 7:35 am
D’Onofrio’s noncompete agreement prohibited her — for a period of 18 months after her employment with the travel agency — from, among other things, working “in any capacity” for “any direct or indirect competitor of [the travel agency] in any job related to sales or marketing of cruises, escorted or independent tours, river cruises, safaris, or resort stays” or doing any business with “any person or entity” who… [read post]
29 Aug 2017, 9:57 am
For decades, illicit sales lined the pockets of violent drug cartels and gangs. [read post]
5 Aug 2010, 8:29 am
A majority of the agencies polled reported a higher volume of complaints in 2009 than they received in 2008. [read post]
9 Jun 2019, 9:03 pm
The agency issued 72 food recalls and 103 allergy alerts in 2018 — almost one every two days. [read post]
10 Mar 2014, 10:03 pm
It allows only face-to-face sales. [read post]
15 Jul 2010, 5:48 pm
On Wednesday, the federal agency voted unanimously to stop the manufacture, sale, and resale of cribs with drop-sides. [read post]
20 Sep 2011, 12:20 pm
On September 13, 2011, a Westchester County Police Officer was charged along with several Transportation Security Agency officers, a Florida State trooper and several couriers in a drug smuggling conspiracy involving the distribution and sale of Oxycodone (OxyContin) from Florida to Connecticut. [read post]
6 Sep 2011, 12:17 pm
On Friday the Federal Housing Finance Agency (FHFA), which manages Fannie Mae and Freddie Mac, filed a number of law suits against the following 17 financial institutions in connection with their sale of almost $200 billion in residential private-lable mortgaged-backed securities to Fannie and Freddie.1. [read post]
17 Sep 2008, 6:00 pm
The prohibition on the broker-dealer's activity applies not only to short sales for the particular naked short seller, but to all short sales for any customer. [read post]
8 Mar 2021, 10:37 am
The lawsuit was filed about six weeks after President Biden appointed Democrat Allison Lee as acting chair for the SEC; although the SEC is an independent agency, its commissioners and chair are appointed by the president.Read 15 remaining paragraphs | Comments [read post]
25 Jul 2017, 1:31 pm
Such offers and sales, conducted by organizations using distributed ledger or blockchain technology, have been referred to, among other things, as "Initial Coin Offerings" or "Token Sales. [read post]
9 Apr 2008, 7:00 am
The Texas Comptroller of Public Accounts recently added the Comptroller’s Decision in Hearing No. 46,266 to the agency’s STAR research database. [read post]
13 Jun 2013, 6:49 am
The case is being investigated by the Federal Housing Finance Agency Office of the Inspector General, and is being prosecuted by Assistant U.S. [read post]
2 Dec 2008, 11:40 pm
Whether or not Damou's family will qualify for death benefits under workers' compensation law or are able to file a wrongful death lawsuit against Wal-Mart will depend on whether or not Damou, hired from a temporary work agency, is considered a company employee. [read post]
30 Nov 2012, 12:07 pm
The SEC just let Wells Fargo off the hook for its sales of mortgage securities, meaning that not every bank is being sent to the firing squad for these products. [read post]
4 Jun 2007, 7:54 am
Hearst has modeled its marketing division after an ad agency, said Jeff Hamill, senior vice president of Hearst Integrated Media, complete with a sales staff that serves as account directors, creative teams and researchers. [read post]