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17 Apr 2023, 7:03 am
(CRD#:15007), MELVILLE, NY, B, 11/21/2017 – 03/28/2018, MAXIM GROUP LLC (CRD#:120708), NEW YORK, NY B, 08/04/2016 – 11/22/2017, STOCKKINGS CAPITAL LLC (CRD#:164445), NEW YORK, NY FINRA Rule 3110 Supervision The Financial Industry Regulatory Authority (FINRA) has several rules in place to regulate broker-dealers, including the FINRA Rule 3110 Supervision rule. [read post]
14 Apr 2023, 3:31 pm
Fatemi, LLC are here to help with the legal aspects of your divorce. [read post]
13 Apr 2023, 8:03 am
It is alleged that B. [read post]
13 Apr 2023, 7:20 am
In the events underlying Unico Mechanical Corporation – – Costs, B-420355.5, (Mar. 24, 2023), the Army initially awarded a contract to McMillen, LLC, but the award was protested by Unico Mechanical Corporation, alleging that the Army improperly waived the Buy American Act requirements, and improperly evaluated Unico’s proposal. [read post]
12 Apr 2023, 8:25 am
Investment Fraud Lawyer Jake Zamansky Shares Intel on Hedge Fund Investments Welcome to the Investment Fraud Lawyer Speaks a podcast by Zamansky Law Firm founded by Jake Zamansky, one of the top security lawyers in the country. [read post]
12 Apr 2023, 5:36 am
These provisions of the draft law generally track Article 2(1)(b) of the U.N. [read post]
11 Apr 2023, 8:52 am
Resources Code, § 21168.6.7(a)(3)(A)(ii), (b), (d)(3).) [read post]
11 Apr 2023, 6:00 am
., LLC, 119 AD3d 45, 54 [2d Dept 2014]; see Frank M. [read post]
11 Apr 2023, 6:00 am
., LLC, 119 AD3d 45, 54 [2d Dept 2014]; see Frank M. [read post]
11 Apr 2023, 2:10 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Apr 2023, 3:54 pm
The post Blog Series – An Ounce of Precision in Contracts appeared first on Business Law Firm LLC. [read post]
10 Apr 2023, 11:49 am
Greenfield reportedly willfully violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, and FINRA Rules 2010 and 2020. [read post]
10 Apr 2023, 8:26 am
(CRD#:6694), CHATTANOOGA, TN B, 09/26/2007 – 07/25/2012, LPL FINANCIAL LLC (CRD#:6413), CHATTANOOGA, TN Winchester reportedly has three customer complaints on his record. [read post]
9 Apr 2023, 9:01 pm
Fierro & Sons, LLC’s ready-to-eat (RTE) hummus and cheese manufacturing facility in Wilmington, DE. [read post]
8 Apr 2023, 8:50 am
The court summarizes BIPA Sec. 15(b): Section 15(b) of the Act deals with informed consent and prohibits private entities from collecting, capturing, or otherwise obtaining a person’s biometric identifiers or information without the person’s informed written consent. [read post]
8 Apr 2023, 5:41 am
Texas, LLC, 223 F.Supp.3d 1221 (M.D. [read post]
7 Apr 2023, 8:00 am
§ 1320a-7b(b). [read post]
6 Apr 2023, 10:36 am
” 1 NIMMER ON COPYRIGHT § 2A.10(B) (2022 ed.). [read post]
6 Apr 2023, 9:55 am
Unit B 1981). [read post]
6 Apr 2023, 6:16 am
In re The PSYCH Group, LLC, Serial No. 88017204 (March 29, 2023) [not precedential] (Opinion by Judge Robert H. [read post]