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21 Apr 2010, 10:41 am
Courthouse News Service is reporting that a former trader with Societe Generale was arrested and charged with stealing the code from the bank's high-frequency trading program.Samarth Agrawal worked with the high-frequency trade group, which uses a multimillion-dollar computer system to perform sophisticated securities trading within milliseconds. [read post]
18 Mar 2024, 3:00 am
The assets managed by private fund managers, now at $26 trillion in gross assets, surpasses the size of the entire U.S. commercial banking sector of approximately $23 trillion. [read post]
2 Sep 2019, 3:38 am
This month’s Trade Alert considers key legal risks for traders in the Greek loan market. [read post]
22 Jun 2017, 2:55 pm
In other Wells Fargo related-news, the bank, which has been fighting to regain customer trust after opening two million accounts without the customers knowing, is now dealing with US Senator Elizabeth Warren calling on the Federal Reserve to get rid of the bank’s entire 12-member board. [read post]
26 Jun 2017, 11:38 am
Treasury Department’s Office of the Comptroller of the Currency’s (“OCC”) proposal to issue a special purpose national bank charter to financial technology (“fintech”) companies, the Conference of State Bank Supervisors (“CSBS”), the trade association for state bank regulators, and the Superintendent of the New York State Department of Financial Services (“NY DFS”) each recently filed lawsuits… [read post]
3 Aug 2007, 11:57 am
Posted by Peter MucklestoneThe Office of Foreign Assets Control (OFAC) recently published a brochure titled "Foreign Assets Control Regulations for the Financial Community" dated June 15, 2007, to help banks comply with the statutes and regulations that OFAC administers.OFAC administers laws and regulations, including the Trading With the Enemy Act and the International Emergency Economic Powers Act, which further U.S. foreign policy and… [read post]
22 Feb 2010, 9:12 am
Bank Clothiers for $550. [read post]
6 Jun 2008, 11:52 am
Taking minority stakes in publicly traded lenders is several steps removed from [...] [read post]
20 Jul 2012, 7:37 am
This rule restricts banks from making speculative investments that do not benefit the customer, such as propitiatory trading, where banks trade with their own money as opposed to their customers’ money to make a profit for the bank. [read post]
3 Nov 2019, 7:22 am
Just say no versus just say maybe (until Congress, the Administration or the Courts act) These agency pronouncements arise against a flurry of legislative, executive and judicial actions which offer hope that the problem of conflicting MJ legality might eventually be ameliorated in one way or another: R. 1595 – The Secure And Fair Enforcement Banking Act, which passed in the House, would prohibit federal banking regulators from penalizing… [read post]
21 Dec 2010, 4:33 am
Federal bank regulators Dec. 14 asked for comment on two proposals aimed at reshaping capital standards for large banks—one that would set a new floor for risk-based capital requirements, and another aimed at… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
12 Mar 2008, 6:29 am
The French bank Societe Generale said Wednesday that another trader has been taken into custody for questioning in connection with a multibillion dollar trading scandal. [read post]
6 Feb 2012, 8:49 am
In a letter to Congress Monday, Obama said the tougher sanctions are warranted “particularly in light of the deceptive practices of the Central Bank of Iran and other Iranian banks. [read post]
11 Mar 2020, 4:04 pm
About the ITIO:The International Trade & Investment Organization (ITIO) represents small and developing countries across Europe, the Caribbean, Latin America, the Pacific and Asia.We work for a level playing field in the trade in services.We believe that all countries should be involved equally in developing new rules that affect them and should implement these rules to the same timetable, with the same penalties for non-compliance.Aims:The ITIO works for… [read post]
11 Apr 2011, 10:03 am
Chancellor George Osborne has said that large scale proprietary trading and large scale internal hedge funds do not sit easily alongside retail banking, but the current UK government has taken no steps to implement the Volcker Rule. [read post]
25 May 2023, 6:05 am
The government has done this in isolated instances – for example, by sending funds from the Federal Reserve to North Korea to support nuclear diplomacy and launching the ill-fated Swiss Humanitarian Trade Arrangement – but did not discuss them in the de-risking strategy. [read post]
29 Aug 2023, 7:58 am
ATSI therefore failed to surveil transactions executed on Global OTC for possible red flags regarding suspicious manipulative trading activity, including possible spoofing, layering, wash trading, and pre-arranged trading. [read post]
24 Dec 2014, 8:44 am
Huff, Morris, and Antonucci further concealed their scheme by stealing $2.3 million from General Employment Enterprises, Inc., a publicly-traded temporary staffing company, in order to pay Park Avenue Bank back for monies used in connection with the $6.5 million transaction. [read post]
30 Jul 2020, 10:00 pm
Banking activities in Finland are regulated by the Finnish Financial Supervisory Authority (“FFSA“) which supervises companies, banks and other credit institutions involved in certain banking and financing business in Finland. [read post]
6 Aug 2012, 8:15 am
High Frequency Trading (“HFT”) firms will be subject to the general regulatory framework applicable to investment firms under the German Banking Act and the German Securities Trading Act including a proposed “speed limit” for electronic trading in its regulated markets and multilateral trading facilities. [read post]
