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21 Feb 2017, 11:17 am
appeared first on Einhorn Barbarito. [read post]
23 Mar 2017, 7:12 am
For example, a merger of two mutual fund trusts or a merger of a mutual fund corporation and a mutual fund trust fall within these rules. [read post]
9 Dec 2019, 1:10 pm
The option to purchase additional ownership rights is sometimes treated as actual ownership – for example, if Corporation A owns 70% of Corporation B (generally, not a controlled group), and has the option to purchase another 15% of Corporation B, then Corporation A could be treated as owning 85% of Corporation B, making them members of the same controlled group. [read post]
3 May 2023, 9:45 am
When the rules were first enacted, they were used sparingly, but have since become routine and are used seemingly any time a corporation is made to defend its actions in court. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
25 Jul 2018, 12:54 pm
Rule 506 has some other requirements, including the requirement to prepare and file with the Securities and Exchange Commission (“SEC”) a notice on Form D no later than 15 days after the first sale of securities in the offering, but they are typically “easy bases to tag” for reincorporation transactions. [read post]
11 Nov 2018, 4:03 pm
This required a detailed analysis of the Trust’s evidence on each element of a cause of action for breach of loan contract asserted by the Trust as assignee of the original creditor.In none of three cases had the Trust brought a witness to trial. [read post]
16 Oct 2009, 2:32 am
’ He also points out the important role that law firms play first as trusted business advisers, confidants to executives, and sounding boards to manage corporate change and second as “guardians of the ‘rule of law’ both at home and abroad” through pro bono work. [read post]
15 Mar 2018, 11:22 am
Rather than simply pursuing claims against defendants we know may be liable, mesothelioma attorneys would first have to waste valuable time filing claims with asbestos trusts, even knowing those efforts are likely to be fruitless and even if we didn’t want to do so. [read post]
15 Mar 2018, 11:22 am
Rather than simply pursuing claims against defendants we know may be liable, mesothelioma attorneys would first have to waste valuable time filing claims with asbestos trusts, even knowing those efforts are likely to be fruitless and even if we didn’t want to do so. [read post]
12 Oct 2017, 10:01 am
The post KBS REIT Investigation – Securities Fraud Lawyer appeared first on White Securities Law. [read post]
2 Mar 2017, 10:22 am
appeared first on White Securities Law. [read post]
27 Jun 2014, 5:00 am
*Image courtesy of freedigitalphotos.net The post Commercial Bribery: Strategies to Getting a “Not Guilty” Verdict appeared first on Rand Mintzer. [read post]
21 Jun 2012, 10:32 pm
Trust is earned . [read post]
23 Jun 2022, 5:53 am
About Casepoint Trusted by leading corporations, government agencies, law firms, and legal service providers, Casepoint empowers organizations to maximize efficiency and reduce risk with its innovative legal discovery platform. [read post]
16 Nov 2010, 7:46 pm
First, the court held that, as soon as WWT became insolvent, the fiduciary duty owed by WWT’s officers and directors shifted so that they had an obligation to manage the corporation’s affairs for the benefit of its creditors. [read post]
30 Apr 2019, 6:00 am
At first glance, this makes sense, as the only sales private equity funds usually make are sales of trust or partnership units (or shares of a corporation). [read post]
1 May 2014, 7:15 am
First, the Court made short work of the arguments seeking reversal of the $16 million judgment before turning to consider the arguments by plaintiffs seeking to increase their $16 million judgment. [read post]
4 Dec 2007, 12:16 pm
When that doesn't work he finds a scapegoat, and throws a trusted associate under a bus. [read post]
11 Oct 2021, 7:24 am
Another option savvy trusts and estates litigators need to consider is a FINRA arbitration proceeding. [read post]
