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24 Jul 2012, 12:36 pm
On the second anniversary of the enactment of Dodd-Frank, Treasury has posted on its website an "overview of where reform stands and the changes it has affected. [read post]
26 Dec 2006, 7:18 am
Frank Stanton, who worked with William S. [read post]
17 Jul 2014, 2:03 pm
Geoffrey Christopher Rapp has posted Are SOX and Dodd-Frank Securities Laws? [read post]
26 Oct 2006, 3:28 am
And Ted Frank (Overlawyered, etc.) has an analysis at the Business Media Institute. [read post]
31 Jul 2012, 11:00 am
Townsend (Houston): Draft Hypothetical Indictment Based on Frank Lyon Facts Judge Posner's Opinion in Kikalos Scoping the Conspiracy [read post]
23 Apr 2018, 4:37 am
The court found that the plaintiff did not meet the definition of “whistleblower” under Dodd-Frank and dismissed the plaintiff’s Dodd-Frank claim with prejudice.The case is No. 2:17-01882. [read post]
15 Mar 2018, 2:43 pm
Although the Act would not make the sweeping changes to the Dodd-Frank Act found in the Financial CHOICE Act of 2017 (CHOICE Act), it, nevertheless, would provide financial institutions welcome relief from a number of specific Dodd-Frank provisions. [read post]
31 Jul 2014, 9:25 am
Frank Kiley had just exited a local grocery store and was putting food in the trunk of his car when. [read post]
2 Nov 2012, 11:52 am
It is no secret that many powerful interests are working hard to obstruct implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
3 Oct 2007, 12:33 pm
The Anne Frank House in Amsterdam is a moving experience. [read post]
31 Aug 2022, 7:08 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Frank Venturelli has been subject to at least one customer complaint and two regulatory sanctions during his career. [read post]
7 Dec 2011, 5:34 am
In my next post, I will discuss another well-intentioned Dodd-Frank provision- whistleblower. [read post]
12 Apr 2009, 7:35 pm
Frank Ricci was a firefighter with dyslexia. [read post]
23 Oct 2013, 1:24 pm
Fullerton III A New York federal district court has become the second court to hold that the Dodd-Frank anti-retaliation provision, 15 U.S.C. [read post]
23 Oct 2013, 1:24 pm
Fullerton III A New York federal district court has become the second court to hold that the Dodd-Frank anti-retaliation provision, 15 U.S.C. [read post]
31 Jan 2011, 1:42 pm
I am delighted to introduce Mary Anne Franks, who has been doing exciting work in a wide array of areas. [read post]
16 Jul 2010, 7:46 am
It was a long haul, but whether you love it or hate it, yesterday the Dodd-Frank Wall Street Reform & Consumer Protection Act passed 60-39. [read post]
11 Oct 2011, 4:31 am
Frank explained.Some of the savings to retailers, of course, will be passed through to consumers (I assume Frank wasn’t suggesting there’d be no pass-through at all by retailers). [read post]
31 Jan 2007, 5:00 am
On behalf of the ELS Blog Editors, it gives me great pleasure to welcome Frank Cross as a new permanent Editor. [read post]
14 Feb 2012, 12:05 pm
In a letter to the SEC on the proposed regulations implementing the Volcker Rule provisions of the Dodd-Frank Act, the Senate co-authors of the provisions said that the Volcker Rule is intended to be a modern version of the Glass-Steagall Act. [read post]
