Search for: "Frank Chang"
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7 Sep 2017, 3:10 pm
Tier 2 offerings are the result of changes the Commission made to Regulation A in 2015 to provide for offerings to qualified purchasers of up to $50 million with state Blue Sky registration and qualification laws preempted for these offerings.FSOC independent member term. [read post]
12 Mar 2014, 3:10 pm
Interestingly, the Court voided the deed because it found that the gift was not effective due to the lack of proper acceptance by Frank at the time the deed was made. [read post]
16 Dec 2021, 9:05 pm
– Opinion – Editor’s note: Frank Yiannas, FDA Deputy Commissioner for Food Policy and Response Foodborne outbreaks can affect all of us, and the U.S. [read post]
27 Jan 2021, 12:30 pm
Listeners should be aware that given the unpredictability of the COVID-19 pandemic, information shared on this podcast episode may change at any time. [read post]
4 Aug 2010, 6:17 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act is momentous. [read post]
7 Jul 2011, 9:56 am
The Dodd-Frank Act is days away from its first anniversary, and the CFTC and SEC have fallen behind on rulemaking and implementation. [read post]
7 Apr 2015, 6:04 am
On the other end of the spectrum are one-on-one engagements between shareholders and companies triggered by Dodd-Frank’s “say on pay” advisory vote. [read post]
25 May 2011, 11:17 am
The Dodd-Frank Act was designed to encourage employees to report fraud. [read post]
6 Feb 2013, 4:31 am
GAO Report: Dodd-Frank Progress Recently, GAO issued this report that identified 236 provisions of Dodd-Frank that require regulators to issue rulemakings across 9 key areas. [read post]
20 Jan 2021, 9:53 am
Listeners should be aware that given the unpredictability of the COVID-19 pandemic, information shared on this podcast episode may change at any time. [read post]
13 Apr 2010, 10:20 am
District Judge Donovan Frank will accept a proposed $296 million plea deal - the largest criminal assessment ever proposed against a medical device company. [read post]
14 Jul 2019, 5:55 am
While the changes in the industry are indeed a conundrum to solve at times, the fact remains that corporations must adapt to these changes, regardless of the nuances in the process. [read post]
5 Dec 2006, 9:23 am
Or, for that matter, from a theory of evolutionary cultural change? [read post]
28 Jun 2010, 9:09 am
The "Dodd-Frank Wall Street Reform and Consumer Protection Act" calls for the creation of the Consumer Financial Protection Bureau, an independent agency to be housed at the Federal Reserve, with a broad mandate to regulate consumer financial services of virtually all types. [read post]
19 Apr 2011, 11:20 am
My fellow blogger, Richard Frank, already gave us a preview of the arguments. [read post]
3 Aug 2010, 10:31 am
The PTFA also clarifies that leases created before a change in title due to foreclosure on the property are covered by the PTFC. [read post]
2 Feb 2022, 3:45 am
The SEC recently announced that it is seeking candidates for appointment to the Investor Advisory Committee, which was established under the Dodd-Frank Act to advise the Commission on protecting investors and improving securities regulations. [read post]
10 Sep 2017, 12:59 pm
Franks, The Desert of the Unreal: Inequality in Virtual Augmented Reality, SSRN Aug. 8th, 2017. [read post]
14 Mar 2021, 11:40 am
Dune, Frank Herbert’s classic science fiction novel about feuding interstellar nobility, mind-altering spice, and killer sandworms, has inspired fervent devotion since it was published in 1965. [read post]
23 Jun 2012, 8:51 pm
Getting paid by the hour stresses us, according to Frank Partnoy. [read post]
