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1 Jul 2024, 1:40 pm by Holly
Conduct thorough document review: Scrutinize all relevant documents, contracts, agreements, financial records, regulatory filings, and corporate governance documents to unearth potential red flags. [read post]
9 Jul 2021, 7:07 am by John Jascob
On the last day of the month, it levied $70 million in sanctions on Robinhood Financial, the largest financial penalty ever imposed by FINRA. [read post]
First, OCABR takes the position that the regulations apply even when the personal information of Massachusetts employees is stored in a centralized human resources database located at a corporate headquarters outside of Massachusetts. [read post]
11 Aug 2010, 8:05 am by Alan Petrillo
Perhaps of greater interest to mainstream investors will be recent studies by independent financial firms from outside the SRI/ESG space. [read post]
3 Apr 2012, 7:00 am by Jan Dalhuisen
Here the key issue is also a more advanced insight into the role of party autonomy. [read post]
28 Nov 2023, 10:00 am by Sherica Celine
The proposed regulations revise the fiduciary standards for retirement plan investment advice and are described as a means of improving retirement security by doing away with “excess fees and costs, and financial losses” by participants. 88 Fed. [read post]
12 Sep 2017, 4:59 am by Shu-Yi Oei
The NIA proposal advanced in the Article operationalizes this theoretical insight by elaborating a specific institutional form that such collective agency can take. [read post]
4 Jul 2010, 10:31 am by John Jascob
This year's conference, "Charting a Course for the Future of Financial Regulation," will allow participants an opportunity to take advantage of expert insight into the changes on the horizon for regulatory structures and industry practices following a year of congressional action in response to the financial turbulence that roiled through global financial markets and economies.The conference will feature three panel discussions that address the… [read post]
17 Jun 2013, 3:00 am by Gary P. Rodrigues
In my experience, "corporate brands" are just that – "corporate". [read post]
11 Aug 2008, 8:18 pm
Joel reads the Financial Times so we don't have to. [read post]
8 Oct 2017, 2:01 pm
It clarifies the interrelationship between the right to effective remedy, access to effective remedy, access to justice and corporate accountability. [read post]
12 May 2020, 6:55 am by OxFirst
In such circumstances one can illustrate loss of earnings caused by the infringement with reference to the firm’s financial statements. [read post]
28 May 2014, 3:01 pm by Ron Friedmann
George Beaton is a Partner in Beaton Capital, “a leading independent corporate advisory firm operating in Australia and Asia providing strategic and financial advice to law and other professional services firms. [read post]
14 Sep 2018, 3:01 pm by Ernesto Falcon
What did it do when Equifax failed to protect the personal data of 145 million Americans, causing lasting damage to their financial security, besides hold a hearing? [read post]
6 Dec 2017, 5:00 am by John Jascob
Lori Locke, who served at CorpFin and is currently VP and corporate controller at Gannett, was asked what happens when her company receives an SEC comment letter. [read post]
28 Apr 2016, 2:39 am by Sally Peat
Natasha and Ruth were particularly enthusiastic about the opportunities for awards and financial support which are out there, both having won bursaries to attend the SLA Conferences in the USA and Canada. [read post]
22 Oct 2023, 9:01 pm by renholding
MD&A is intended to provide investors insight into the company’s financial condition and results of operations. [read post]
29 Feb 2024, 2:29 pm by Keith Szeliga and Emily Theriault
Welcome back to the Cost Corner, where we provide practical insight into the complex cost and pricing requirements that apply to Government contractors. [read post]
22 Oct 2008, 11:56 am
  But the insight that the financial crisis is not severable from the potential economic crisis is where attention now focused, and that concerns us all. [read post]