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29 Feb 2024, 9:05 pm
Even if the outflows suggest a rebalancing of investors’ interest in ESG-labeled funds, this says nothing about investor demand for ESG disclosure. [read post]
13 Mar 2007, 9:31 am
That proposal was modeled after a 2003 draft SEC rule that the agency later abandoned amid corporate opposition. [read post]
6 Mar 2008, 8:42 pm
The policy objective is to tax Sovereign Wealth Funds as we tax private foreign investors, and perhaps only on the condition that they are investing in a manner consistent with commercial portfolio investment. [read post]
16 Apr 2015, 5:45 am
Investor funds must remain at this institution until the minimum offering amount is reached. [read post]
19 Feb 2008, 6:00 am
Hedge funds continue to be big participants. [read post]
6 Dec 2010, 4:44 am
While the Fourth Circuit standard emphasizes that investment advisers to the fund that issued the statement controlled the drafting and dissemination of the fund’s statements, much like corporate insiders, CAQ noted that the standard draws no distinction between insiders who control the issuance of a statement, and outside professionals such as auditors who do not exercise such control but might be said to have participated in the creation of the statement. [read post]
26 Jul 2023, 9:05 pm
Private equity firms—companies funded by institutional investors, looking to make riskier but potentially more profitable investments—began to buy and resell homes that were foreclosed on during the Great Recession. [read post]
15 May 2009, 3:07 pm
Absent such registration, the fund, and therefore its investors, will be subjected to withholding tax at the maximum rate even if the investors are entitled to reductions under applicable tax treaties. [read post]
13 Mar 2016, 6:07 am
The investment attorneys of Gana LLP have brought a claim on behalf of an investor who suffered a loss of nearly all of their assets due to investments made by their Wells Fargo Advisors, LLC (Wells Fargo) advisor, Andrew Kevlahan (Kevlahan), almost exclusively in master limited partnerships (MLPs), Business Development Corporations (BDC), commodities linked investments, and other private equity high yield funds. [read post]
14 Sep 2011, 3:48 pm
Kleese, BSK Enterprises, LLC, and Rosand Enterprises, Inc. following SEC administrative proceedings and a 2009 Arizona Corporation Commission cease and desist order. [read post]
27 Oct 2008, 11:49 am
FSA CEO Examines Hedge Fund Valuations and TransparencyWhile noting that hedge funds were not the catalyst of the market crisis, UK Financial Services CEO Hector Sants said that reform of hedge fund valuations and transparency will be needed to restore investor confidence. [read post]
8 Jul 2014, 3:55 pm
The report collected data from all activity sources, including venture capital, private equity, strategic corporate investments, corporate venture investors, angels, incubators and accelerators. [read post]
4 Jul 2018, 11:33 am
When advisors convert or misappropriate funds they often created businesses or other vehicles to serve as a cover for the theft of funds. [read post]
21 Apr 2021, 9:37 am
Instead the investors were at least partially paid with funds from new investors. [read post]
1 Apr 2010, 9:39 am
I have no regulatory angle on this, other than to note that it is conventional wisdom that it is crazy to decide to beat the market - and that it has become even crazier to do so in light of the quantitative strategies employed by sophisticated investors. [read post]
25 Oct 2017, 6:03 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
8 Jul 2019, 1:42 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Mark Lewton Hopkins’ alleged acceptance of customer funds for an investment without obtaining pre-approval from American Portfolios Financial Services. [read post]
20 Aug 2019, 5:28 pm
“According to the HFRI Activists Index produced by Hedge Fund Research, Inc., the return to investors in activist funds in 2018 averaged -10.53% (while the average return for hedge funds overall was -6.09%). [read post]
1 Aug 2023, 6:32 am
A review of five-and-a-half years of shareholder activism campaign data reveals important (but often overlooked) observations about this increasingly popular investment approach, used broadly by hedge funds and other investors to influence how U.S. corporations are managed. [read post]
1 Aug 2023, 6:32 am
A review of five-and-a-half years of shareholder activism campaign data reveals important (but often overlooked) observations about this increasingly popular investment approach, used broadly by hedge funds and other investors to influence how U.S. corporations are managed. [read post]
