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6 May 2016, 6:15 am
Tahyar, Davis Polk & Wardwell LLP, on Thursday, May 5, 2016 Tags: Banker bonuses, Banks, Compensation regulation, Dodd-Frank Act, Dodd-Frank s.956, Executive Compensation,FDIC, Federal Reserve, FHFA, Incentives, Management, NCUA, OCC, Risk management, Risk oversight, Risk-taking,SEC [read post]
2 May 2016, 7:15 am by John Jascob
In 2013, the CFTC settled its first enforcement action for spoofing, a type of disruptive trading practice specifically made illegal by the Dodd-Frank Act. [read post]
17 Apr 2016, 9:28 pm by Kim Kirschenbaum
But the subsequent legislative and regulatory response changed this basic design with the advent of the “stress tests,” required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
15 Apr 2016, 6:22 am by Jim Sedor
OCPF Director Michael Sullivan said federal campaign finance laws trump state law. [read post]
15 Apr 2016, 6:00 am
Schnabel, Davis Polk & Wardwell LLP, on Wednesday, April 13, 2016 Tags: Acquisitions, Cross-border transactions, Foreign firms, Internal Revenue Code, Inversions, IRS, Mergers & acquisitions, Securities Regulation, Spinoffs, Target firms, Tax avoidance, Taxation, Treasury Department Statement from Commissioner Piwowar on Regulation S-K Posted by Michael S. [read post]
15 Apr 2016, 5:52 am by Doug Cornelius
[More…] Managing Gatekeeper Anxiety by Michael W. [read post]
8 Apr 2016, 3:18 pm by John Jascob
The court said Michael Coscia, of Panther Energy Trading LLC, implemented a high-frequency trading program in August 2011 that placed large orders intended to move the market in a particular direction, and cancelled them before execution, allowing him to profit from small orders placed on the other side. [read post]
8 Apr 2016, 6:09 am
Wolf, Kirkland & Ellis LLP, on Monday, April 4, 2016 Tags: Acquisition agreements, Board composition, Board dynamics, Boards of Directors, Corporate culture, Covenants,Management, Merger litigation, Mergers & acquisitions, Negotiation, Reputation, Target firms Sun Capital Redux: Private Equity and Pension Liability Posted by Michael J. [read post]
8 Apr 2016, 6:09 am
Wolf, Kirkland & Ellis LLP, on Monday, April 4, 2016 Tags: Acquisition agreements, Board composition, Board dynamics, Boards of Directors, Corporate culture, Covenants,Management, Merger litigation, Mergers & acquisitions, Negotiation, Reputation, Target firms Sun Capital Redux: Private Equity and Pension Liability Posted by Michael J. [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
25 Mar 2016, 7:59 am by Jim Sedor
GOP Avoid State CapBoston Globe – Frank Phillips | Published: 3/17/2016 Wealthy individuals with interests before state government are helping to keep the usually financially strapped Massachusetts Republican Party flush with cash and circumventing the state’s strict limits on political contributions and transparency requirements. [read post]
24 Mar 2016, 3:15 am by SHG
This American Life had been deceived by a political science researcher at the University of California–Los Angeles, Michael LaCour. [read post]
22 Mar 2016, 6:28 am by Jim Sedor
GOP Avoid State Cap” by Frank Phillips for Boston Globe Mississippi: “Many Mississippi Officials Take from Closed Campaign Accounts, Review Reveals” by The Associated Press for New York Times Montana: “For Some Montana Office Seekers, It’s Not about Winning” by Bobby Caina Calvan (Associated Press) for Great Falls Tribune Elections “The U.S. [read post]
14 Mar 2016, 4:00 am by Amy Starnes
Amsberry, San Antonio Joshua Frank Andor, McKinney Paula Ann Bennett, Frisco Leslie Jean Bollier, Austin Duana Jenise Boswell-Loechel, Houston Marie H. [read post]
14 Mar 2016, 4:00 am by Amy Starnes
Amsberry, San Antonio Joshua Frank Andor, McKinney Paula Ann Bennett, Frisco Leslie Jean Bollier, Austin Duana Jenise Boswell-Loechel, Houston Marie H. [read post]
13 Mar 2016, 9:36 pm by Cody M. Poplin
Brookings Senior Fellow Michael O'Hanlon will moderate the discussion. [read post]