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9 Dec 2019, 3:01 am by Walter Olson
Smith — Again” [Joseph Davis, Becket/Federalist Society on certiorari petition in Ricks v. [read post]
6 Dec 2019, 3:00 am by Jim Sedor
Impeachment Report Alleges Trump Solicited Foreign Election Interference MSN – Michael Shear and Nicholas Fandos (New York Times) | Published: 12/3/2019 House Democrats asserted that President Trump abused his power by pressuring Ukraine to help him in the 2020 presidential election, releasing an impeachment report that found the president “placed his own personal and political interests above the national interests of the United States. [read post]
3 Dec 2019, 8:39 am by Adam Faderewski
Michael Weston, 69, of Dallas, died October 25, 2019. [read post]
1 Dec 2019, 4:05 pm by INFORRM
On the same day Julian Knowles J heard the trial in the case of Kirkegaard v Smith. [read post]
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage Services   Bennett,… [read post]
26 Nov 2019, 7:33 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ainsworth, Richard   Southwest Securities, Inc   Morgan Stanley Smith Barney   Campbell, Charles   A.G. [read post]
26 Nov 2019, 7:02 am by Silver Law Group
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Acca, Lisa   Arive Capital Markets   Global Arena Capital Partners   Bailey, Michael   PFS Investments   Primerica Financial Services   Bartley,… [read post]
24 Nov 2019, 6:38 pm by Jean O'Grady
I was privileged to host a Gavelyics sponsored webinar on Novmber 12th which featured a panel of experts: Martin Korn, Director of Research and Knowledge Services @Sheppard Mullin Richter & Hampton LLP Michael Saint Onge, Regional Director, Research & Library Services @Morgan, Lewis & Bockius LLP Brian Blaho,  National Manager of Research Services @Reed Smith LLP The recording is available here Here a few of the insights form the program: Use cases for analytics… [read post]
22 Nov 2019, 10:30 am by Paul Caron
Bloomberg News, Alexandria Ocasio-Cortez Plans Bill to Boost Top Individual Tax Rate to 59% Bloomberg Opinion (Noah Smith), Making Rich People Poor Isn’t the Answer Bloomberg Opinion (Michael Strain), Soak-the-Rich Taxes Are Unethical and Unwise Center on Budget and Policy Priorities, Bills Aim to Curb Opportunity Zone Abuses CNN, Elizabeth... [read post]
22 Nov 2019, 5:51 am
Smith, EY Center for Board Matters, on Friday, November 15, 2019 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, SEC, Securities regulation JV Directors Duty of Loyalty Posted by Meghan McGovern, Tracy Branding, and James Bamford, Water Street Partners LLC, on Saturday, November 16, 2019 Tags: Boards of Directors, Conflicts of… [read post]
15 Nov 2019, 3:00 am by Jim Sedor
After Push from Perry, Backers Got Huge Gas Deal in Ukraine AP News – Desmond Butler, Michael Biesecker, Stephen Braun, and Richard Lardner | Published: 11/11/2019 Two political supporters of U.S. [read post]
12 Nov 2019, 3:42 am by Edith Roberts
” In an op-ed for the Los Angeles Times, Michael McGough weighs in on last week’s oral argument in Kansas v. [read post]