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10 Oct 2017, 7:00 am
The announcement that Dole Food has asked Morgan Stanley and Deutsche Bank to receive potential offers for the sale of the company further fuels this prediction. [read post]
9 Oct 2017, 9:30 pm
”—Amy Dru Stanley, University of Chicago“In this thoroughly researched, deeply nuanced, strongly revisionist example of the new cultural history of law, Melissa Milewski unearths the fascinating human stories of nearly a thousand civil lawsuits between blacks and whites in eight southern states from 1865 to 1950. [read post]
3 Oct 2017, 12:22 pm
Morgan Stanley (17-363): Whether a plaintiff prosecuting a misappropriation theory insider trading claim establishes scienter by proving that: (1) the defendant knowingly possessed material, nonpublic information; (2) the defendant owed a duty to keep such information confidential; and (3) the defendant breached its duty by trading on the basis of that information. [read post]
3 Oct 2017, 11:25 am
Morgan Stanley had one financial advisor, Angel Aquino-Velez, who is no longer with the firm. [read post]
29 Sep 2017, 8:31 am
Puerto Rico COFINA bond losses with Angel Aquino-Velez & Morgan Stanley Have you suffered losses investing in Puerto Rico COFINA bonds with Angel Aquino-Velez or Morgan Stanley? [read post]
28 Sep 2017, 9:30 pm
The Financial Industry Regulatory Authority (FINRA) issued Morgan Stanley $13 million in fines and restitution to affected customers for “failing to supervise its representatives’ short-term trades” of portfolios of securities with specific maturity dates. [read post]
26 Sep 2017, 6:32 am
Morgan Stanley consented to the findings but did not admit or deny the charges. [read post]
20 Sep 2017, 10:05 am
Butler was a Managing Director at Morgan Stanley Smith Barney and Citigroup, held senior financial advisory and structuring roles at UBS and Babcock & Brown, and worked at two major law firms. [read post]
19 Sep 2017, 10:38 am
October 4, 2016 12:01 AM | Permalink | The Use of Offshore Tax Havens by Fortune 500 CompaniesRead this report in PDF.Download Dataset/Appendix (XLS)Table of ContentsExecutive SummaryIntroductionMost of America’s Largest Corporations Maintain Subsidiaries in Offshore Tax HavensEarnings Booked Offshore for Tax Purposes by U.S. [read post]
15 Sep 2017, 11:51 am
Morgan Stanley Smith Barney LLC, which resulted in $13 million in monetary relief for alleged overcharges to clients of more than $16 million and alleged violations of the custody rule and compliance rule. [read post]
7 Sep 2017, 10:31 am
But so were big name brokerage firms like Morgan Stanley, which issued a research report in November 2013 that confidently touted SDRL as an overweight value stock. [read post]
5 Sep 2017, 12:27 pm
Thereafter, from 2000 to 2004, Camarco became registered with Morgan Stanley DW Inc. [read post]
5 Sep 2017, 5:35 am
In today's BrokeAndBroker.com Blog, we examine a case of a stockbroker who seems to have cut a check to reimburse an unhappy customer who's rankled by Morgan Stanley's commissions. [read post]
31 Aug 2017, 3:23 pm
Finally, this group also includes the 80-year-old retired chief legal officer of Morgan Stanley, who once told government lawyers he was “going to kick your ass” and is now a deputy attorney general in the Justice Department’s antitrust division, overseeing litigation while his boss awaits Senate confirmation. [read post]
31 Aug 2017, 8:41 am
He is currently employed at Morgan Stanley and has worked there for 8 years. [read post]
30 Aug 2017, 6:00 am
” See Morgan Stanley, 293 S.W.3d at 185. [read post]
28 Aug 2017, 10:15 am
Before, adviser brokers at Morgan Stanley or Merrill Lynch had a much lower standard of care to clients and sold products in IRAs that were merely “suitable” but could make brokers more money from high commissions. [read post]
25 Aug 2017, 12:56 pm
Morgan Stanley has stated: “In fact, since 2010, the share of Subprime Auto ABS [asset-backed securities] origination that has come from these deep subprime deals has increased from 5.1% to 32.5%. [read post]
25 Aug 2017, 6:17 am
Morgan Stanley Censured & Fined According to FINRA, Morgan Stanley has agreed to pay $500,000 to the Financial Industry Regulatory Authority and restore $103,219 to investors for improperly executing trades of preferred securities. [read post]
22 Aug 2017, 12:50 pm
Analysts at HSBC Holdings, Citigroup and Morgan Stanley see mounting evidence that global markets are in the last stage of their rallies before a downturn in the business cycle. ... [read post]
