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1 Apr 2014, 3:16 pm
According to the FBI, Eydelman was a long-time employee for Oppenheimer & Co. at the time that he became entangled with Metro’s scheming, and he continued in his shady pursuits after making a move to Morgan Stanley. [read post]
24 Jun 2022, 9:02 pm
"[F]ederal constitutional claims may not be asserted in the Court of Claims, given that the statutory basis for such claims, 42 USC § 1983, authorizes claims only against a 'person' and defendant is not a person within the meaning of this statute" (Oppenheimer v State of New York, 152 AD3d 1006, 1008 [2017]; accord Moreland v State of New York, 200 AD3d 1362, 1365 [2021], lv denied 38 NY3d 906 [2022]; see Will v Michigan Dept. of State Police, 491 US 58, 64 [1989]).… [read post]
25 Apr 2013, 2:15 am
” According to the article, with the help of a whistleblower, the agency’s investigation of the Oppenheimer’s investment firm’s alleged overstatement of the performance of a private equity fund resulted in a fine of nearly $3 million. [read post]
9 Jun 2017, 3:48 pm
There are also Franklin Templeton funds and Oppenheimer (OPY) funds that are heavily invested in the island. [read post]
20 Oct 2020, 5:00 am
’” (Bernstein v Oppenheim & Co., P.C., 160 AD2d 428, 430 [1st Dept 1990], citing Rosner v Paley, 65 NY2d 736, 738 [1985].) [read post]
25 Mar 2010, 10:25 am
Oppenheim, [2010] N.J. [read post]
10 Mar 2011, 3:41 am
Id. at 2 (citing Oppenheimer Fund, Inc. v. [read post]
9 Jan 2011, 11:45 am
Chenault, Michael Harowski, Cristi Fowler Chauvin, Luis Llamas, Sara Weber, & Thomas Oppenheimer. [read post]
6 May 2007, 6:52 pm
Though the state orders local governments to monitor offenders' whereabouts and notify communities when a high-risk offender moves nearby, local and county taxpayers foot the bill, Assistant State Attorney General Jessica Oppenheim said. [read post]
3 Nov 2011, 2:35 am
Defendant's motion pursuant to CPLR 3211 (a) (1) is also denied inasmuch as defendant's affidavit and the documents attached thereto do not definitively and "conclusively establish[ ] a defense to the asserted action as a matter of law" (Leon, 84 NY2d at 88); the documentary evidence merely raises numerous issues of fact, rather than finally dispose of them (see Bernstein v Oppenheim & Co., P.C., 160 AD2d 428, 435 [1st Dept 1990]). [read post]
10 Oct 2022, 1:00 pm
Oppenheimer, Clinical Professor of Law Lauren B. [read post]
22 Mar 2024, 9:07 am
FINRA BrokerCheck Report – Ron Bucher According to this FINRA BrokerCheck report, Ron Bucher (CRD#: 1804910) was affiliated with the following firms during his career in the securities industry: B, 08/23/2023 – 08/31/2023, SAN BLAS SECURITIES LLC (CRD#:290605), ATLANTA, GAB, 11/04/2019 – 07/13/2023, PINNACLE INVESTMENTS, LLC (CRD#:142910), FORT MYERS, FLB, 07/26/2018 – 10/22/2019, OPPENHEIMER & CO. [read post]
28 May 2021, 10:52 am
LPL Financial LLC Zachary Bader National Securities Corporation Craig Scott Capital, LLC Peter Brown Oppenheimer & Co. [read post]
23 Jun 2020, 6:19 am
From March 2014 until May 2017 Ayre was registered with Oppenheimer & Co., Inc. [read post]
15 Sep 2021, 5:48 am
From October 1987 through September 1993, Hutkin was registered with Oppenheimer & Co., Inc. [read post]
20 Apr 2010, 10:12 am
Oppenheimer, 209 Cal.App.2d 413, 26 Cal.Rptr. 18 (1962) (prisoner’s inquiry in a letter whether judge’s windows were insured constituted threat within extortion statutes, where threats were coupled with a demand that the judge pay the fines the prisoner had incurred); Iozzi v. [read post]
28 Jan 2010, 3:40 am
Oppenheim & Co., 160 A.D.2d 428, 554 N.Y.S. 2d 487, 489-90 (1st Dep't 1990)) Allegations that amount to nothing more than a "dissatisfaction with strategic choices" will not support a malpractice claim as a matter of law. [read post]
18 Feb 2014, 12:58 pm
Specifically, The White Law Group is looking at potential claims involving the following funds: Oppenheimer Rochester Virginia Municipal Bond Fund UBS Puerto Rico Fixed Income Fund I, Inc. [read post]
13 Nov 2011, 6:49 am
Oppenheim, 663 F.2d 1300, 1311 (5th Cir.1981) (“The matter of a court’s allocation of the right to open and close … does not go to the merits of a controversy and has long not been the subject of writ of error, even when coupled with the denial of requested party realignment. [read post]
19 Apr 2018, 3:59 am
Contrary to purported ongoing representation by decedent’s family and advisors, the record evidence demonstrates the lack of a mutual understanding that defendant would continue to represent the estate in the Devine action, even if there was a continuation of a general professional relationship (see Pellegrino v Oppenheimer & Co., Inc. [read post]
