Search for: "Singer"
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1 Aug 2022, 4:04 am
Equity And Justice Prevail In Breathtaking FINRA Expungement Award (BrokeAndBroker.com Blog)"Boiler Room" Operator Pleads Guilty to International Securities Fraud Conspiracy / Defendant and Co-Conspirators Manipulated the Price and Trading Volume of a Publicly Traded Stock in the United States (DOJ Release)< a href="#dropil">Two Orange County Men Sentenced to Federal Prison for Conning Investors Out of $1.9 Million Through Cryptocurrency Offering (DOJ Release)SEC ALJ… [read post]
1 Aug 2022, 4:04 am
Georgia Court of Appeals Reverses Leggett v. [read post]
1 Aug 2022, 4:04 am
GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan Securities In High-Profile Beverley Schottenstein Case (without naming Schottenstein!) [read post]
1 Aug 2022, 4:04 am
Georgie Court of Appeals Reverses Leggett v. [read post]
31 Jul 2022, 7:04 am
Working in the Music Industry is Less Glamorous Than Many Realize Being a singer, songwriter, music producer, or musician may seem glamourous. [read post]
29 Jul 2022, 9:33 pm
A Manhattan judge dismissed the lawsuit, which accused Dylan of raping a 12-year-old girl in 1965, after the singer's attorney informed the court that the plaintiff appears to have actively destroyed evidence of her story's inconsistencies. [read post]
26 Jul 2022, 5:00 pm
Back in 1962, Neil Sedaka, an American singer, songwriter, and record producer, co-wrote and first recorded his signature single, “Breaking Up Is Hard to Do. [read post]
25 Jul 2022, 10:13 am
Helm mentions Titus's talent as a singer and songwriter, so I downloaded her second album- the only one that seems to be available for streaming- and found that I had a very dim recollection of it- particularly "Fool That I Am". [read post]
25 Jul 2022, 4:10 am
Former Wells Fargo Advisors Senior Vice President Moves Federal Court to Undo 2017 FINRA Settlement (BrokeAndBroker.com Blog)Justice Department and Consumer Financial Protection Bureau Secure Agreement with Trident Mortgage Company to Resolve Lending Discrimination Claims / Settlement Provides Over $20 Million to Increase Credit Opportunities in Neighborhoods of Color / First Redlining Settlement Against Mortgage Company; Second Largest Redlining Settlement in Justice Department History (DOJ/CFPB… [read post]
25 Jul 2022, 4:10 am
Fidelity Brokerage Services Has Two Trains Runnin' in FINRA Arbitration and Federal Court (BrokeAndBroker.com Blog)Notice of Annual Meeting of FINRA Firms and Election Proxy (FINRA Election Notice)VOTE FOR STEPHEN A. [read post]
25 Jul 2022, 4:10 am
Stephen is supported by many reform voices in the FINRA Small Firm community, and is endorsed by Bill Singer, Esq., the publisher of the Securities Industry Commentator and the BrokeAndBroker.com Blog. [read post]
25 Jul 2022, 4:10 am
Fidelity Brokerage Services Has Two Trains Runnin' in FINRA Arbitration and Federal Court (BrokeAndBroker.com Blog)Notice of Annual Meeting of FINRA Firms and Election Proxy (FINRA Election Notice)VOTE FOR STEPHEN A. [read post]
25 Jul 2022, 4:10 am
FINRA Small Firms Face Existential Crisis. [read post]
25 Jul 2022, 4:10 am
Former Wells Fargo Advisors Senior Vice President Moves Federal Court to Undo 2017 FINRA Settlement (BrokeAndBroker.com Blog)If you lost money in crypto, here's how you can get some back / Investors want to flee crypto funds, like those at Anthony Scaramucci's SkyBridge. [read post]
25 Jul 2022, 4:10 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6575/securities-industry-commentator/FINRA Small Firms Face Existential Crisis. [read post]
24 Jul 2022, 1:47 pm
She also spent many happy years as a singer with The Ageless Wonders. [read post]
21 Jul 2022, 9:14 am
Singer will discuss an article he wrote, alongside associate Devon M. [read post]
18 Jul 2022, 4:06 am
FINRA Arbitration Combines Circular Logic With a Nested Loop and a Mobius Strip in Wage Dispute (BrokeAndBroker.com Blog)Keller Man Sentenced to 14 Years in Prison and Ordered to Pay $14M in Restitution for Ponzi Scheme (DOJ Release)SEC Obtains Final Judgment Against Individual in ICO Promotion Scheme; Files Notice of Death as to John McAfee, Resulting in Dismissal of Claims (SEC Release)Federal Court Imposes Over $29 Million in Restitution and Penalties Against California and Colorado Residents for… [read post]
18 Jul 2022, 4:06 am
GUEST BLOG: [In]Securities: They’re All Here: The Three Circles of Securities Fraud Hell by Aegis Frumento Esq (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6568/aegis-frumento-insecurities-fraud/Industry lawyer Aegis Frumento tries to make sense out of Rule 10b-5 -- a mere 118 words that have bedeviled securities lawyers for years. [read post]
18 Jul 2022, 4:06 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6563/securities-industry-commentator/GUEST BLOG: [In]Securities: They’re All Here: The Three Circles of Securities Fraud Hell by Aegis Frumento Esq (BrokeAndBroker.com Blog)Notice of Annual Meeting of FINRA Firms and Election Proxy (FINRA Election Notice)VOTE FOR STEPHEN A. [read post]
