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29 Sep 2021, 6:20 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, September 29, 2021 Editor's Note: Chris Miller is Vice President and Jelmer Laks is an Associate with ISS Governance Research, Institutional Shareholder Services, Inc. [read post]
28 Sep 2021, 7:35 am
On Jan. 2, 2018, it was announced that CFIUS had rejected Ant Financial’s takeover of U.S. money transfer company MoneyGram International Inc. [read post]
28 Sep 2021, 2:15 am
As a result of Reed’s alleged failure to provide Wells Fargo with prior notice for his participation in privates securities transaction, he accepted a sanction that included a bar from associating with any FINRA member firm in all capacities. [read post]
28 Sep 2021, 2:15 am
As a result of Reed’s alleged failure to provide Wells Fargo with prior notice for his participation in privates securities transaction, he accepted a sanction that included a bar from associating with any FINRA member firm in all capacities. [read post]
28 Sep 2021, 2:15 am
As a result of Reed’s alleged failure to provide Wells Fargo with prior notice for his participation in privates securities transaction, he accepted a sanction that included a bar from associating with any FINRA member firm in all capacities. [read post]
26 Sep 2021, 7:46 am
Klein & Associates; Tilman Fertitta, Chairman and CEO of Fertitta Entertainment Inc.; Chamath Palihapitiya, co-founder and CEO of The Social+Capital Partnership LLC; David T. [read post]
24 Sep 2021, 12:08 pm
Like the right to publicity, trademarks secure commercial goodwill. [read post]
24 Sep 2021, 6:03 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Tuesday, September 21, 2021 Tags: Audits, Internal control, Misconduct, SEC enforcement, Securities enforcement, Securities regulation, Whistleblowers SPACs: Insider IPOs Posted by Usha R. [read post]
24 Sep 2021, 4:00 am
Fundraising Inc., a vendor that is under the Axiom Strategies corporate umbrella, announced it has “revamped the traditional PAC-focused GOP fundraising model” to an “updated approach … to better compete with Democrats for small-dollar donations. [read post]
23 Sep 2021, 6:59 pm
Broker-dealers, investment advisers, or issuers of securities must use this form to terminate the registration of an individual in the appropriate jurisdictions and/or self- regulatory organizations. [read post]
21 Sep 2021, 3:15 am
Shumake, Birch, and Jackson allegedly diverted investor funds for personal use rather than using the funds for the purposes disclosed to investors. [read post]
20 Sep 2021, 1:01 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
20 Sep 2021, 11:44 am
Applicant must possess significant prior experience effectively overseeing and managing a large and fast-paced legal practice, to include directly managing other lawyers and associated support personnel. [read post]
20 Sep 2021, 7:16 am
Inc. [read post]
20 Sep 2021, 6:58 am
From April 2009 through July 2009, Stewart was registered with Center Street Securities, Inc. [read post]
17 Sep 2021, 1:02 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
17 Sep 2021, 4:00 am
The FEC used the same reasoning to side with Snapchat and reject a complaint from the Trump campaign. [read post]
16 Sep 2021, 7:32 am
AAA Alarm & Security Inc. v. [read post]
15 Sep 2021, 9:52 am
The PBGC says the portal application is secure. [read post]
15 Sep 2021, 6:42 am
(“Magnet Forensics”) (TSX:MAGT) a developer of digital investigation software used globally by public safety organizations and enterprises, today [September 13, 2021] announced that it has acquired DME Forensics Inc. [read post]
