Search for: "US Trade and Exchange, LLC"
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26 Jan 2024, 8:58 am
Securities and Exchange Commission (SEC) or Commodities Futures Trading Commission (CFTC). [read post]
4 Sep 2012, 9:12 pm
Xstrata is traded on the London Stock Exchange, and under UK regulation, if Glencore fails in its takeover bid it will likely be prohibited from making another offer for 12 months, but it appears that Glencore will not make an improved offer. [read post]
15 Apr 2020, 6:06 am
Coronacide, LLC v. [read post]
27 Feb 2012, 1:16 pm
For example, exchange-traded funds (ETFs) that employ optimization strategies using synthetic derivatives can expose individual investors to the risk of significant tracking errors. [read post]
27 Feb 2012, 1:16 pm
For example, exchange-traded funds (ETFs) that employ optimization strategies using synthetic derivatives can expose individual investors to the risk of significant tracking errors. [read post]
16 Jan 2017, 8:24 am
,is a non-traded real estate investment trust that acquires and owns hotels in the United States. [read post]
27 Dec 2022, 1:19 pm
Stay safe from holiday fraud Griffin Durham Tanner & Clarkson, LLC wants your holidays to be happy and scam-free. [read post]
14 Jul 2017, 5:38 am
The company was delisted from trading on NASDAQ in October 2016 and is still under investigation by the Securities and Exchange Commission. [read post]
4 Mar 2021, 12:24 pm
Please call 888-637-5510 for a free consultation, or visit us on the web at www.whitesecuritieslaw.com. [read post]
4 Mar 2021, 12:24 pm
Please call 888-637-5510 for a free consultation, or visit us on the web at www.whitesecuritieslaw.com. [read post]
2 Apr 2018, 4:03 pm
It is the CEO who is charged with day-to-day management responsibility and, as history tells us, those in the organization will, in fact, “follow the leader. [read post]
1 Mar 2010, 7:11 pm
Options Exchange Inc. v. [read post]
1 Mar 2010, 7:11 pm
Options Exchange Inc. v. [read post]
29 Mar 2010, 2:49 am
Capital and technology is moving from the US to other countries. [read post]
13 Jan 2022, 8:50 am
Securities and Exchange Commission (SEC) while an SEC proceeding was ongoing. [read post]
31 Jan 2024, 11:31 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
13 Oct 2008, 12:12 pm
(IAM) Lost knowledge (IP Spotlight) Nobel Prize winning physicist R B Laughlin explains how IP damages innovation (Techdirt) US v China IP case before the World Trade Organisation - differing news on who won or lost (EXCESS COPYRIGHT) (Chinese Law Prof Blog) WIPO Assemblies conclude (WIPO) (Intellectual Property Watch) (Intellectual Property Watch) Global – Trade Marks / Brands Trade mark marking strategy - R… [read post]
16 Oct 2013, 11:45 am
The Investment News article also stated that, according to data filed with the US Securities and Exchange Commission and compiled by Bloomberg, 89% of the 11.51 billion of gains in 63 managed-futures funds went to fees, commissions and expenses during the decade form Jan1, 2003 to Dec. 31, 2012. [read post]
4 Jun 2020, 7:57 am
Investors can buy shares in a BDC, and the money from their investments is used to fund the businesses. [read post]
28 Jan 2010, 1:31 am
Such groups include: Master/feeder commodity pool structures Commodity pool fund of funds Offshore commodity pools CPOs claiming an exemption under Regulation 4.13 Reports of commodity pools which are liquidating Commodity pools established as a series structure (such as a series LLC) Commodity pools which invest in non-exchange traded instruments may have additional issues Moreover, the letter includes references to the recently amended CPO relations. [read post]
