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11 Mar 2019, 2:17 pm
The SEC’s complaint notes that at the time that Wells Fargo fired Schmidt, he had about 325 retail brokerage customers. [read post]
11 Mar 2019, 9:08 am
It would also ensure that financial crimes like the Wells Fargo fake account scandal cannot be hidden from the public in a private and opaque process. [read post]
11 Mar 2019, 8:02 am
Discussion: Shivdasani is the Wells Fargo Distinguished Professor of Finance and the Director of the Wells Fargo Center for Corporate Finance at the Kenan-Flagler Business School at the University of North Carolina at Chapel Hill. [read post]
8 Mar 2019, 5:21 am
Wells Fargo is also offering a loyalty award equal to 25% of the retiring adviser's T-12. [read post]
6 Mar 2019, 10:31 am
The bolted, bad-apple fed horses? [read post]
6 Mar 2019, 9:00 am
I thought, well that’s my logo. [read post]
5 Mar 2019, 12:47 pm
Schmidt was registered with Wells Fargo Advisors Financial Network from 2006 until October 2017 when he was reportedly fired for the scheme. [read post]
3 Mar 2019, 9:06 am
In any event, the Wells Fargo derivative suit settlement represents a very significant development. [read post]
3 Mar 2019, 9:06 am
In any event, the Wells Fargo derivative suit settlement represents a very significant development. [read post]
1 Mar 2019, 10:19 am
Among the more common questions asked of me as a Wall Street lawyer is the one that starts with something along the lines of: so, you're like a lawyer-lawyer, right? [read post]
27 Feb 2019, 7:40 am
Philadelphia is accusing Bank of America, Citigroup, Goldman Sachs, Wells Fargo (WFC), JPMorgan Chase, Barclays, and Royal Bank of Canada (RBC) of colluding together to rig variable rate demand obligations (VRDOs) by agreeing not to compete against one another for re-marketing services involving these securities. [read post]
23 Feb 2019, 2:38 pm
From May 2013 until April 2014 Stephens was registered with Wells Fargo Advisors, LLC. [read post]
22 Feb 2019, 8:50 pm
Wells Fargo, N.A., (2018) the court held that employers are not required to provide final wage statements (pay stubs) at the same time as the final check, but instead have until the semimonthly deadline set forth in Labor Code section 226(a). 3. [read post]
21 Feb 2019, 2:04 pm
The city of Philadelphia, Pennsylvania is suing Bank of America (BAC), Goldman Sachs (GS), Citigroup (C), Wells Fargo & Co. [read post]
21 Feb 2019, 11:44 am
The city of Philadelphia filed a lawsuit Wednesday accusing Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Royal Bank of Canada and Wells Fargo & Co of defrauding the city and public entities out of millions of dollars. [read post]
12 Feb 2019, 1:49 pm
The four cases that made the Top 100 list during 2018 are Petrobras, which at $3 billion was the fifth largest settlement of all time; Wells Fargo, at $480 million, the 31st largest; Allergan, $250 million, the 68th largest; and Wilmington Trust Corp. [read post]
8 Feb 2019, 6:04 am
Göx (University of Zurich), on Tuesday, February 5, 2019 Tags: Agency costs, Boards of Directors, Executive Compensation, Incentives, Information environment, Management, Market reaction, Moral hazard, Pay for performance, Say on pay, Shareholder value, Shareholder voting Missing Pieces Report: The 2018 Board Diversity Census of Women and Minorities on Fortune 500 Boards Posted by Deb DeHaas, Linda Akutagawa, and Skip Spriggs,… [read post]
6 Feb 2019, 6:09 am
” The tensions between corporate culture, financial incentives, and employee conduct is illustrated by the Wells Fargo cross-selling scandal. [read post]
5 Feb 2019, 8:46 am
According to the letter of consent, following his discharge from Wells Fargo, he never registered with another firm. [read post]
5 Feb 2019, 2:59 am
Remember that a few years ago in a different kind of scandal, Wells Fargo started off with forfeitures – and eventually also clawed back pay. [read post]
