Search for: "Capital Industries, Inc."
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8 Mar 2019, 10:29 am
(Airfox) and Paragon Coin Inc. [read post]
8 Mar 2019, 5:00 am
Their argument cited ongoing litigation in Mondelez International, Inc. v. [read post]
7 Mar 2019, 8:12 pm
For example, in March 2018, the USA—citing current and potential future risks to national security—announced trade measures in the form of tariffs:2Because of…the risk that the domestic aluminum industry would become ‘unable to satisfy existing national security needs or respond to a national security emergency that requires a large increase in domestic production’, and taking into account the close relation of the economic welfare of the Nation to our… [read post]
6 Mar 2019, 1:59 pm
Prometheus Laboratories, Inc. and its 2014 decision in Alice Corp. v. [read post]
5 Mar 2019, 9:56 am
Among the broker-dealers that sold these investments were Advisor Group firms Sagepoint Financial Inc, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., and FSC Securities Corp. [read post]
28 Feb 2019, 9:58 am
Is there more capital available than good ideas and strong restaurant operators? [read post]
27 Feb 2019, 7:15 am
The ECO, a German association, which obviously doesn’t care about anythingCloudflare is a member of the German industry association ECO. [read post]
26 Feb 2019, 7:45 am
The company filed a Form D in 2014 to raise capital from investors, according to SEC filings. [read post]
26 Feb 2019, 6:25 am
According to BrokerCheck records financial advisor Mark Lamendola (Lamendola), formerly employed by Wordl Capital Brokerage, Inc. [read post]
21 Feb 2019, 4:00 am
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
20 Feb 2019, 6:04 am
According to BrokerCheck records financial advisor Philip Rosensweig (Rosensweig), currently employed by WestPark Capital, Inc. [read post]
19 Feb 2019, 9:26 pm
Those companies include: Blue Apron Holdings, Inc.; Domo, Inc.; Dropbox; GreenSky, Inc.; MongoDB, Inc.; Pivotal Software, Inc.; Pluralsight, Inc.; Qualtrics International; Roku, Inc.; Snap Inc.; Switch, Inc.; Vrio Corp.; and Zekelman Industries. [read post]
19 Feb 2019, 1:51 pm
His previous employers include Global Arena Capital Corp (CRD #16871, expelled by FINRA on 4/1/2016), First Midwest Securities, Inc. [read post]
15 Feb 2019, 6:14 am
Pacifici, Gibson, Dunn & Crutcher LLP, on Saturday, February 9, 2019 Tags: Covenants, Delaware cases, Delaware law, Duty of good faith, LLCs, Merger litigation, Mergers & acquisitions, Minority shareholders, Private equity Industry as Peer Group Criterion Posted by Louisa Lan, Equilar, Inc., on Saturday, February 9, 2019 Tags: Compensation disclosure, Executive Compensation, Pay for… [read post]
14 Feb 2019, 3:00 am
The two largest ATM offerings announced in 2018 were by: MPLX LP (announced on March 13, in the Energy sector and projected to raise $1.74 billion) and Annaly Capital Management Inc. [read post]
11 Feb 2019, 11:30 am
Prior to making recommendations to an individual investor, brokerage firms are required by the Financial Industry Regulatory Authority (FINRA) to disclose all the risks of an investment. [read post]
8 Feb 2019, 1:58 pm
Brokers such as Dietrich have an obligation to tell their broker-dealers that they are selling private securities or participating in a private securities transaction, yet Dietrich allegedly did not tell Quest Capital Strategies Inc. that he was allegedly selling the Woodbridge notes, according to the AWC. . [read post]
6 Feb 2019, 1:34 pm
He has been in the industry since 1998. [read post]
6 Feb 2019, 12:26 pm
(CRD #13366, expelled by FINRA on 10/9/2012), both of Uniondale, NY, and JHS Capital Advisors, Inc. [read post]
4 Feb 2019, 11:52 am
International Business Machines Corporation (“IBM”) announced on October 28th of 2018 its plans to acquire American software company Red Hat, Inc. [read post]
