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2 May 2013, 12:08 am
Positives in your mock exam report are evidence of what your compliance team is doing well and should be highlighted in periodic meetings, your own internal compliance reviews and anywhere else they can be useful to you and your firm. **** Cole-Frieman & Mallon LLP run the Hedge Fund Law Blog in addition to their hedge fund law firm. [read post]
26 Oct 2008, 9:56 pm
Bublick, Miami, Florida, Attorney at Law, Practice Limited to Bankruptcy Law, Member of the Florida Bar since 1983 [read post]
4 Aug 2013, 9:30 pm
The U.S. attorney in Manhattan recently announced the criminal indictment of hedge fund SAC Capital Advisors. [read post]
12 Jul 2024, 6:31 am
Posted by Zohar Goshen (Columbia Law School), and Doron Levit (University of Washington), on Monday, July 8, 2024 Tags: Activism, Common ownership, Hedge funds, Institutional Investors, Shareholders Climate and Decarbonization Stewardship Guidelines Posted by Joud Abdel Majeid, BlackRock Inc., on Monday, July 8, 2024 Tags: Boards of Directors, Climate, Corporate Disclosures, Decarbonization Stewardship, Shareholders Shareholder Proposal No-Action Requests in the 2024 Proxy… [read post]
12 Jul 2024, 6:31 am
Posted by Zohar Goshen (Columbia Law School), and Doron Levit (University of Washington), on Monday, July 8, 2024 Tags: Activism, Common ownership, Hedge funds, Institutional Investors, Shareholders Climate and Decarbonization Stewardship Guidelines Posted by Joud Abdel Majeid, BlackRock Inc., on Monday, July 8, 2024 Tags: Boards of Directors, Climate, Corporate Disclosures, Decarbonization Stewardship, Shareholders Shareholder Proposal No-Action Requests in the 2024 Proxy… [read post]
27 Nov 2019, 3:21 am
Aurelius Investment, LLC, “with ordinary Puerto Ricans arguing in the hedge fund’s favor. [read post]
11 Sep 2009, 10:36 am
Attorney Joseph Facciponti said the programmer transferred code to a computer server in Germany and that others may have had access to it, a claim Aleynikov has denied. [read post]
14 Oct 2010, 8:47 am
Indeed, one of the big shocks to many hedge funds was the lack of a SIPA like process in the UK. [read post]
14 Apr 2015, 6:46 am
John Thomas Financial was run by Anastasios “Tommy” Belesis who recently agreed to be banned from the securities industry when the SEC accused him of defrauding investors in two hedge funds. [read post]
10 Jul 2023, 6:31 am
Related research from the Program on Corporate Governance includes The Long-Term Effects of Hedge Fund Activism (discussed on the Forum here) by Lucian Bebchuk, Alon Brav, and Wei Jiang; Dancing with Activists (discussed on the Forum here) by Lucian A. [read post]
11 Mar 2011, 9:17 am
Attorney’s Office. [read post]
14 Oct 2011, 9:00 am
” In addition, the former hedge fund founder was ordered to forfeit $53.8 million in illegal profits and fined $10 million. [read post]
2 Feb 2021, 8:26 am
Some of the common investments associated with selling away are: Promissory notes Unregistered securities Hedge funds Real estate investments Third-party investment advisor services Oil & gas partnerships Multi-level marketing Small business and startup investments Did You Invest With Nicholas Palumbo? [read post]
9 Mar 2011, 1:35 pm
Since then, his star has continued to rise and he was the choice last week to replace ousted former head Jeffrey Kaplan, who is living every investment banker’s dream and going over to the hedge fund side at Appaloosa. [read post]
25 Jan 2016, 1:21 pm
Frequently, these are wealthy hedge fund managers and the like. [read post]
15 Feb 2011, 1:02 pm
They hold great power.Earlier: Advice for ‘Sugar-Mama’ Attorneys and Their Low-Income Male Life Partners [read post]
31 Jul 2007, 1:16 pm
An arbitration claim was filed against Bear Stearns and several of its executives, accusing them of repeatedly misleading investors in its two subprime hedge funds that have collapsed. [read post]
22 Jun 2012, 9:21 am
Olshan's clients range from public companies, hedge, venture capital, private equity and other investment funds to entrepreneurs and private companies worldwide. [read post]
22 Sep 2008, 3:03 pm
” While we don’t know for sure, we’re pretty sure that the sudden change of heart on the part of the SEC was prompted by attorneys who represent various hedge funds and other market participants spending the weekend speed-dialing the SEC. [read post]
10 Jul 2023, 6:31 am
Related research from the Program on Corporate Governance includes The Long-Term Effects of Hedge Fund Activism (discussed on the Forum here) by Lucian Bebchuk, Alon Brav, and Wei Jiang; Dancing with Activists (discussed on the Forum here) by Lucian A. [read post]
