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6 Dec 2010, 8:51 am
In general, private funds include hedge funds, private equity funds, liquidity funds, real estate funds and securitized asset funds. [read post]
6 Dec 2010, 5:08 am
Many professionals affected include consultants, investment bankers, hedge-fund and mutual fund traders and analysts among others. [read post]
3 Dec 2010, 9:15 am
1) SEC Actions: Insider Trading: Enforcers and the Harm their Tactics Cause - In this post, Tom Gorman discusses the recent FBI raids of three hedge funds that looked more like a mobster movie than an insider trading investigation. [read post]
30 Nov 2010, 12:24 pm
(The prospectuses of Janus mutual funds stated that market timing was prohibited; meanwhile, Janus allegedly accepted payments from hedge funds to market-time those funds and thus to siphon returns from long-term investors.) [read post]
29 Nov 2010, 6:26 pm
Tucker said that with this new wave, most of the plaintiffs are financial institutions, including investment managers and hedge funds, that are asserting common law fraud and making other state law claims. [read post]
23 Nov 2010, 1:10 pm
But c’mon — if you’re an attractive Maserati-owning millionaire hedge fund tycoon, you (a) don’t exist, and (b) aren’t going to be seeking female companionship from the ranks of the Department of Justice.3. [read post]
23 Nov 2010, 10:11 am
The government's investigation into insider trading in the financial services industry has put Wall Street on the defensive, with even those hedge funds that haven't been publicly linked to the investigation tapping high-powered attorneys. [read post]
23 Nov 2010, 7:39 am
A good defense lawyer will have a heyday with this kind of case. -=-=-=-=- And don’t forget, a hedge fund manager (or any other trader)’s primary function is to gather information. [read post]
22 Nov 2010, 7:39 am
Sentencing guidelines provide for a minimum prison term of three years and 10 months and a maximum of four years and nine months.Agrawal testified, under questioning by his own lawyer, Ivan Fisher, that he shared information about Societe Generale’s trading software with a Manhattan hedge fund, Tower Research Capital LLC, where he hoped to create a similar system.Judge Rakoff, who told lawyers he was “puzzled” by Agrawal’s… [read post]
21 Nov 2010, 10:06 pm
Note to paragraph (f): You do not have to pay a filing fee to file a final report on Form ADV through the IARD. **** Bart Mallon, Esq. is a lawyer and providers hedge fund registration and compliance services through Mallon P.C. [read post]
21 Nov 2010, 8:02 pm
. **** Bart Mallon, Esq. is a hedge fund lawyer and providers legal services to hedge fund managers through Mallon P.C. [read post]
21 Nov 2010, 3:32 pm
The WSJ has breathlessly reported: Federal authorities, capping a three-year investigation, are preparing insider-trading charges that could ensnare consultants, investment bankers, hedge-fund and mutual-fund traders, and analysts across the nation, according to people familiar with the matter. [read post]
19 Nov 2010, 1:55 pm
Yeah, I know… it’s been several months since my last Monthly Museletter. [read post]
17 Nov 2010, 5:03 pm
According to the New York Times, bankers are jumping into the personal injury lawsuit business along with hedge funds and private investors. [read post]
17 Nov 2010, 2:57 pm
You should be out running a hedge fund. [read post]
17 Nov 2010, 6:57 am
“The Internal Revenue Service has decided that the government’s involvement with these companies, both its acquisitions plus its disposals of their stock, means they should be exempt” from the rule, said Robert Willens, a New York tax consultant who advises investment banks and hedge funds. [read post]
16 Nov 2010, 9:02 pm
The answer I got from those to whom I talked is that this is part of a larger trend of hedge funds and others looking for investments that are not in any way correlated to the overall market. [read post]
16 Nov 2010, 9:17 am
On Sunday, the New York Times returned to third-party funding of lawsuits with "Investors Put Money on Lawsuits to Get Payouts:" Large banks, hedge funds and private investors hungry for new and lucrative opportunities are bankrolling other people’s lawsuits, pumping hundreds of millions of dollars into medical malpractice claims, divorce battles and class actions against corporations — all in the hope of sharing in the potential winnings. ... [read post]
15 Nov 2010, 5:44 am
But what may not be well known is that the banks and hedge funds are getting into the act as well, financing a range of litigation, including relatively small-stakes individual cases. [read post]
15 Nov 2010, 4:30 am
My weekend colleagues included GCs for large public companies, former deal lawyers turned investment bankers and hedge fund managers, and partners of storied East Coast law firms. [read post]
