Search for: "In Re Securities and Exchange Commission"
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18 Jan 2019, 7:08 am
No. 33344 / January 16, 2019)https://www.sec.gov/litigation/opinions/2019/33-10602.pdf [Ed: footnote omitted]:The Securities and Exchange Commission has experienced a lapse in appropriations. [read post]
14 Jan 2019, 3:08 pm
Securities and Exchange Commission, 137 S. [read post]
11 Jan 2019, 12:30 pm
And to stem the growth of licensing red tape (which already covers almost a fifth of the state's workforce), a commission will rigorously review any proposed occupational regulations to ensure they're necessary and the "least restrictive" option to protect the public. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
10 Jan 2019, 9:30 pm
Transportation Security Administration—have been required to work without pay. [read post]
10 Jan 2019, 5:19 am
In a suit filed by IJ for its client, Cato, they reveal an astounding abuse by no more beloved an agency than the Securities and Exchange Commission. [read post]
7 Jan 2019, 5:00 am
Marital Property Division If you’re going through a divorce, you’ll want to do everything you can to protect yourself financially. [read post]
3 Jan 2019, 3:08 am
Securities and Exchange Commission is currently closed. [read post]
27 Dec 2018, 9:30 pm
Securities and Exchange Commission (SEC) issued its first fines against automated “robo” financial advisers for violating the Investment Advisers Act of 1940. [read post]
20 Dec 2018, 8:55 am
It is this inescapable question that motivates me to continue this exchange with Prof. [read post]
18 Dec 2018, 2:55 am
J&J doesn’t want to bring the proposal up for a shareholder vote, and this week the health-care products company asked the Securities and Exchange Commission for permission to reject it. [read post]
17 Dec 2018, 3:14 pm
Securities and Exchange Commission. [read post]
17 Dec 2018, 8:18 am
The Securities and Exchange Commission (SEC) is concerned that the offering and sale of virtual currency (or “tokens”) is a sale of a security under the Securities Act of 1933, and that such offerings should comply with offering regulations, including providing appropriate disclosure to investors in order to prevent fraud. [read post]
16 Dec 2018, 4:04 pm
The jury in the Paudie Coffey libel case has been unable to reach a verdict and it seems that there is likely to be a re-trial. [read post]
14 Dec 2018, 3:02 am
Suddenly there’s news of an unexpected trading stop or suspension and delisting by an exchange or by the Securities and Exchange Commission. [read post]
12 Dec 2018, 6:00 am
November 20, 2018), provides important guidance for directors seeking protection under either Corwin or Section 102(b)(7) when a board of a publicly traded company runs a sale process while it is attempting to restate its financials, its stock has been de-listed, and the Securities and Exchange Commission is threatening de-registration. [read post]
7 Dec 2018, 1:29 pm
If they’re paid using exchange proceeds, they’ll be treated as boot from the exchange and thus be subject to tax. [read post]
7 Dec 2018, 4:55 am
Security. [read post]
6 Dec 2018, 9:30 pm
Department of State for sharing election security information with other countries. [read post]
