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31 Oct 2023, 3:02 pm by Kevin LaCroix
Discussion As Liz Dunshee puts it in her October 31, 2023, post on TheCorporateCounsel.net blog about the SEC’s action against SolarWinds (here), the agency is using this enforcement action as “a convenient opportunity to send a high-profile signal about disclosure controls. [read post]
16 Nov 2018, 3:02 am by Liz Dunshee
Let us know how you feel about the impact of the SEC’s roundtables in this anonymous poll: web survey – Liz Dunshee [read post]
25 Nov 2020, 3:07 am by Liz Dunshee
Yesterday, the SEC continued its active year by announcing proposed changes to Form S-8 and Rule 701. [read post]
24 Jan 2020, 3:02 am by Liz Dunshee
Some of you might know that we’re soon moving to “zone defense” in my house – my husband & I are expecting our third child any day now. [read post]
17 Feb 2025, 7:20 am by Kevin LaCroix
Last month, when I assembled my list of the Top D&O Stories of 2024, I not only designated the November 2024 election of Donald Trump to a second Presidential term as last year’s top story but I also suggested that the advent of his second administration would likely be the top story of 2025 as well. [read post]