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22 Jul 2017, 2:22 pm
The Volcker Rule, enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, and its regulations, adopted by five financial regulators in December 2013, generally prohibit banking entities and affiliates from engaging in proprietary trading or sponsoring or acquiring ownership interests in certain private equity funds (“covered funds”). [read post]
21 Jul 2017, 6:30 am
[More…] Fed Nominee Randal Quarles in His Own Words by Ryan Tracy in the Wall Street Journal “In some ways Dodd-Frank was not ambitious enough, and in other ways it was overly ambitious and I think there are lots of ways to refine Dodd-Frank and other forms of regulatory policy in ways that would be beneficial to the economy. [read post]
20 Jul 2017, 11:48 pm
It seems, however, that the events of the last two years indicate that the settlement wasn’t enough to get Wall Street to clean up its act. [read post]
13 Jul 2017, 4:49 am
And then came the Wall Street Journal* to toss a bomb into the mix. [read post]
12 Jul 2017, 10:03 am
A few weeks ago, he was quoted in The Wall Street Journal on the subject of disclosure (“Harvey Pitt Envisions a New Form of Corporate Disclosure”). [read post]
12 Jul 2017, 10:03 am
A few weeks ago, he was quoted in The Wall Street Journal on the subject of disclosure (“Harvey Pitt Envisions a New Form of Corporate Disclosure”). [read post]
9 Jul 2017, 11:44 am
With this general observation to one side, what about the particulars? [read post]
7 Jul 2017, 6:10 pm
The Wall Street Journal and Buzzfeed are both reporting that Judge Janice Rogers Brown will retire from active service on the U.S. [read post]
5 Jul 2017, 6:45 am
., shareholders with the right to vote on the remuneration of executives) was introduced under the Dodd-Frank Wall Street Reform and Consumer Protection Act, there was a requirement that companies conduct say-on-pay frequency votes every six years for shareholders to decide whether say-on-pay votes should be held every one, two or three years. [read post]
5 Jul 2017, 6:45 am
., shareholders with the right to vote on the remuneration of executives) was introduced under the Dodd-Frank Wall Street Reform and Consumer Protection Act, there was a requirement that companies conduct say-on-pay frequency votes every six years for shareholders to decide whether say-on-pay votes should be held every one, two or three years. [read post]
29 Jun 2017, 4:42 am
Commentary on the order in a school-voucher case from Colorado comes from the editorial board of The Wall Street Journal, which argues that “Colorado’s do-over is a warning to other states that might use Blaine Amendments to derail school choice programs that threaten teachers unions and the public school monopoly. [read post]
28 Jun 2017, 1:03 pm
Donald Trump’s former campaign manager Paul Manafort, who has been under scrutiny amidst the various probes into Russian election interference, registered retroactively as an agent of a foreign government yesterday, reports The Wall Street Journal. [read post]
28 Jun 2017, 6:13 am
” Other critics of the proposed change have pointed out that even investors with small holdings can have good ideas, and the Wall Street Journal quoted an asset manager’s view that “Shareholder proposals provide an early warning of risks a company may not be aware of, as well as an opportunity to gauge investor sentiment on a wide range of issues. [read post]
27 Jun 2017, 9:01 pm
One left-leaning commentator recently wrote that “[b]ig tax cuts for the rich and even for major corporations, which are more justified substantively, aren’t popular. [read post]
27 Jun 2017, 1:43 pm
Though The Wall Street Journal reports that the Pentagon confirmed that it had seen indicators that Syria is preparing to use chemical weapons The White House statement caught Pentagon and State Department officials off-guard. [read post]
26 Jun 2017, 3:45 pm
On Wall Street today, the Dow Jones industrial average gained 14 points to close at 21409. [read post]
26 Jun 2017, 7:19 am
She has been interviewed on MSNBC, and quoted in the Wall Street Journal, Forbes, USA Today, INC Magazine, Entrepreneur Start-ups Magazine, and Government Executive magazine. [read post]
19 Jun 2017, 11:36 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
18 Jun 2017, 2:03 pm
He seems satisfied to believe that his soul remains in Wall Street, Greenwich, Westchester, or Cape Cod, while his body has been temporarily assigned to these steamy Gulf Coast marshes in furtherance of the Deity’s inscrutable barristerial design. [read post]
16 Jun 2017, 2:54 pm
The consequences for civil rights, voting rights and LGBT rights, for women's reproductive health and health care reform, for enforcement of environmental and Wall Street regulations, for consumers and unions, for gun control and campaign finance reform, and for criminal justice and social justice could not be more bleak. [read post]
