Search for: "Security First Managers, LLC."
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8 May 2014, 3:08 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
12 Jun 2012, 2:00 am
SEC Charges Miami-Based Hedge Fund Manager With Fraud The SEC recently charged a Miami-based hedge fund adviser Quantek Asset Management LLC with making various misrepresentations to investors in the $1 billion Quantek Opportunity Fund. [read post]
21 Oct 2011, 9:40 am
NEW YORK—Former Galleon Management LLC principal Raj Rajaratnam was sentenced Oct. 13 in the U.S. [read post]
3 Dec 2021, 3:34 pm
appeared first on Zamansky LLC. [read post]
8 Sep 2022, 12:47 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
26 Jan 2020, 11:23 am
In a very interesting note, the authors report that approximately two-thirds of the 2019 life science securities suit filings were associated with just three law firms: RM Law; Ridgorsky & Long P.A. and Pomerantz LLC. [read post]
28 Jun 2018, 11:59 am
Securities attorneys from Gana Weinstein LLP are investigating Kestra Investment Services, LLC (Kestra Investment Services) broker Mitchell Walk (Walk). [read post]
5 Feb 2020, 8:54 am
There, the management liability policy barred coverage for claims arising out of or in any way involving “Professional Services,” which was defined to include services as a real estate broker, agent, inspector, or developer, property manager, and construction manager. [read post]
7 Jul 2020, 2:02 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
18 Apr 2017, 4:08 pm
However, in Secure Axcess, LLC v. [read post]
8 Oct 2018, 3:47 am
Last August, in the first decision in Case #1 reported here, the court dismissed Patrick’s claims under LLC Law § 702 for judicial dissolution of two family-owned LLCs based on allegations that his siblings’ “retaliatory” and “oppressive” amendments to the operating agreements were inconsistent with the LLCs’ intended estate-planning purposes. [read post]
26 Nov 2020, 12:09 pm
As of September 5, 2018, the firm reported regulatory assets under management of approximately $2.7 billion. [read post]
26 Oct 2018, 12:44 pm
” One of the entities, AEGON USA Investment Management LLC, served as the sub-adviser in implementing the models in clients’ accounts. [read post]
26 Oct 2017, 8:03 am
The post Direxion Daily Semiconductor Bear 3X ETF (SOXS) Down 66.29%. appeared first on White Securities Law. [read post]
10 Jul 2017, 8:16 am
The post Behringer Harvard Opportunity REIT II Secondary Market Sales appeared first on White Securities Law. [read post]
13 Jan 2020, 10:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
26 Jul 2017, 7:39 am
Name Change appeared first on White Securities Law. [read post]
7 Jul 2023, 1:24 pm
FINRA Fines Wells Fargo for Inaccurate Valuations First Clearing LLC Censured and Fined $300,000 November 2020 – FINRA reportedly censured and fined broker-dealer First Clearing LLC (Wells Fargo Clearing Services) $300,000 in connection with alleged failure to provide accurate valuations on REITs & DPPs, as well as supervisory issues. [read post]
7 Jul 2021, 9:31 am
The post Pre-IPO Stock Offerings Put Main Street Investors At Risk appeared first on Securities Arbitration Lawyers Blog. [read post]
15 Dec 2014, 4:44 pm
The first part is whether an EB-5 investment fund holds “securities portfolios. [read post]
