Search for: "The Commissioner of Securities"
Results 1081 - 1100
of 11,911
Sort by Relevance
|
Sort by Date
5 May 2023, 6:22 am
Keeping Records and Providing Requested Information: Controllers and processors would also need to ensure that they can provide the DIFC Commissioner of Data Protection (the Commissioner) and affected third parties with the following information upon request: Evidence of the AI Systems’ compliance with audit and certification requirements to be established by the Commissioner; Evidence of any algorithms instructing the AI Systems to seek human intervention, including… [read post]
5 May 2023, 4:00 am
The registry will take effect January 1, 2024, and Suzanne Craig, the city’s integrity commissioner, will be appointed as interim registrar. [read post]
4 May 2023, 11:50 am
Specific alleged order violations include deficiencies in risk assessment and third-party risk management processes, security controls, and transparency practices, among others. [read post]
4 May 2023, 6:30 am
The views expressed in the post are those of Commissioner Uyeda, and do not necessarily reflect those of the Securities and Exchange Commission or the Staff. [read post]
4 May 2023, 6:30 am
The views expressed in the post are those of Commissioner Uyeda, and do not necessarily reflect those of the Securities and Exchange Commission or the Staff. [read post]
4 May 2023, 3:50 am
The changes from the proposal prompted Commissioner Peirce to note in her statement: “The final rule is not as bad as it could have been, but better-than-it-might-have-been is not my standard for supporting a final rule. [read post]
4 May 2023, 12:15 am
The Securities and Exchange Commission yesterday adopted amendments to its rules governing share repurchase disclosures. [read post]
3 May 2023, 9:03 pm
Peirce, Commissioner, SEC, Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers (Jan. 26, 2022), https://www.sec.gov/news/statement/peirce-form-pf-20220122#_ftnref1 (citing Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF, Advisers Act Release No. 3308 (Oct. 31, 2011), [76 FR 71128 (Nov. 16,… [read post]
2 May 2023, 9:01 pm
(As is customary, I’d like to note that my views are my own as SEC Chair, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff.) [read post]
2 May 2023, 3:23 am
High Commissioner for Refugees, Filippo Grandi, tweeted yesterday. [read post]
1 May 2023, 5:51 am
Just Security is tracking the various efforts to use section 3 of the Fourteenth Amendment to bar individuals who engaged in the January 6th attack from serving in public office. [read post]
29 Apr 2023, 6:30 am
The views expressed in this post are those of Commissioner Peirce and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
29 Apr 2023, 6:30 am
The views expressed in this post are those of Commissioner Peirce and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
28 Apr 2023, 8:20 am
He pointed to the recently adopted proxy vote disclosure rules which will require emerging fund managers who file on Schedule 13F because they hold more than $100 million in equity securities to file Form N-PX for the very first time. [read post]
28 Apr 2023, 7:23 am
(See then-Commissioner Christine Wilson’s dissenting statement.) [read post]
28 Apr 2023, 12:15 am
The last category applies to investment advisers registered with the Securities and Exchange Commission that has six or more clients that are resident in California and have filed the required notice with the Commissioner. [read post]
26 Apr 2023, 7:54 am
Previously, the SEC, via a statement from Chair Gary Gensler, had indicated that it was monitoring the recent bank failures for purposes of market stability and for any possible federal securities law violations.More recently, SEC Commissioner Caroline A. [read post]
24 Apr 2023, 6:05 am
Department of Homeland Security then published the rule implementing U.S. commitments to the STCA shortly after the announcement. [read post]
24 Apr 2023, 3:19 am
Instead, the UK would require existing regulators, including the UK Information Commissioner’s Office (“ICO”), to take responsibility for the establishment, promotion, and oversight of responsible AI in their respective sectors. [read post]
24 Apr 2023, 2:40 am
The Privacy and Information Security Law Blog has more informat [read post]