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30 Oct 2015, 7:42 am by Adam Weinstein
See More Than 5,000 Stockbrokers From Expelled Firms Still Selling Securities, The Wall Street Journal, (Oct. 4, 2013). [read post]
18 Nov 2016, 11:03 am by Adam Weinstein
  From February 2009 through October 2015, Herrera was registered with Spartan Capital Securities, LLC. [read post]
13 Aug 2015, 10:05 pm by Jeff Richardson
And finally, in an article for Forbes, Ariel Adams writes about a company in Los Angeles called Made Worn that custom engraves watches. [read post]
21 Sep 2015, 6:51 am by Adam Weinstein
Since September 2012, Wares has been associated with Laidlaw & Company (UK) LTD. [read post]
12 Jan 2016, 3:06 pm by Patrick A. Malone
Tobacco companies, for example, have taken to creating big displays or “power walls” in the cash-register areas of convenience stores frequented by the young; when researchers moved these displays to less prominent locales within the stores, tobacco purchases decreased sharply. [read post]
25 Jun 2015, 6:19 am by Adam Weinstein
Since 2008 Bell has been registered with Brewer Financial Services, LLC, Herbert J. [read post]
8 Mar 2022, 8:43 am by Jonathan Bailey
The issue is that many of those papers have been published in various academic journals, which own the rights to them. [read post]
2 Dec 2015, 5:59 am by Doug Cornelius
We still need to keep an eye on FinCEN who is working on a new anti-money laundering requirement for registered investment advisers. [read post]
16 Oct 2021, 9:03 pm by News Desk
In 2015, there were 5,069 cases of salmonellosis registered in the national database. [read post]
19 Apr 2010, 2:55 am
According to the Petosevic IP newsletter, X5 Retail Group, the largest Russian retail company in terms of sales, has registered the Wal-Rus trade mark, similar to that of the American retail giant Wal-Mart, ahead of Wal-Mart’s expected arrival in the country. [read post]
22 Mar 2016, 6:19 am by Adam Weinstein
Since 2006 Moore has been registered with LPL Financial LLC out of the firm’s Alexander City, Alabama office location. [read post]
8 Sep 2016, 7:40 am by Adam Weinstein
Finally, since May 2016, Wolfe has been registered with Stoever Glass & Company Inc. out of the firm’s Boca Raton, Florida branch office location. [read post]
4 Apr 2016, 10:29 am by Adam Weinstein
  From December 2012 until April 2015, Shaw was registered with LPL Financial LLC. [read post]
13 Aug 2015, 6:27 am by Adam Weinstein
From May 2003, until January 2007, McCutchen was registered with NEXT Financial Group, Inc. [read post]
1 Mar 2012, 5:44 am by Brennan W. Bolt
"Proposal would require legislature to approve union contracts" -- The State-Journal Register Illinois lawmakers would have a big role in labor negotiations with public employee unions if legislation sponsored by state Sen. [read post]
23 Sep 2015, 5:57 am by Adam Weinstein
Since 2009 Capolongo has been registered with John Thomas Financial, New Castle Financial Services LLC, EKN Financial Services Inc., National Securities Corporation, and Laidlaw & Company (UK) LTD. [read post]
27 Jun 2018, 12:13 pm by rachel@masslomap.org
Our Webinars for Busy Lawyers are always FREE but spots are limited so register now! [read post]
18 Jan 2012, 6:08 am
As the president of the Illinois Trial Lawyers Association Jerry Latherow explained in a recent editorial published in the State Journal-Register, the “report” is nothing more than a recycled public relations stunt to gin up controversy once again. [read post]
16 May 2024, 9:01 pm by renholding
On the other side are issuers raising capital from private funds, ranging from startups to late-stage companies. [read post]