Search for: "U.S. Commodity Futures Trading Commission"
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4 Mar 2011, 11:22 am
Securities and Exchange Commission; Scott Parsons, Delta Strategy Group; Elizabeth Ritter, Counsel, Commodity Futures Trading Commission; Alan C. [read post]
What type of “insider trading” is prohibited by the CFTC within the commodities and futures markets?
28 Feb 2011, 11:36 am
Generally, regulation of the U.S. financial markets is divided between the Securities and Exchange Commission (“SEC”), with authority over securities, and the Commodity and Futures Trading Commission (“CFTC”), with authority over futures/derivatives. [read post]
25 Feb 2011, 12:00 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) from proposed budget cuts. [read post]
24 Feb 2011, 11:51 am
The original meaning was trade in tangible commodities, not "products", from a seller outside a state to a buyer inside the state. [read post]
17 Feb 2011, 5:40 pm
More broadly, Terrence Duffy, Executive Chairman of the CME Group, Inc. was concerned that many of the rulemakings to date would unnecessarily convert the regulatory system for the futures markets from the highly successful principles-based regime that has permitted U.S. futures markets to prosper to a restrictive prescription-based regime that will stifle growth and innovation. [read post]
17 Feb 2011, 8:27 am
Goliath” proportions is going on in Washington, and they want to educate Americans about the disastrous consequences that will occur if the budgets of Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are slashed. [read post]
11 Feb 2011, 12:28 pm
The Dodd-Frank law requires mountains of new rules that will further burden U.S. financial players, not least in the new derivatives regime emerging from the Commodity Futures Trading Commission. [read post]
11 Feb 2011, 3:59 am
Yet the agency still hasn’t made a serious effort to pare these burdens. * * * The Dodd-Frank law requires mountains of new rules that will further burden U.S. financial players, not least in the new derivatives regime emerging from the Commodity Futures Trading Commission. [read post]
7 Feb 2011, 5:56 pm
Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5430 Facsimile: (202) 418-5536 February 2, 2011 To: All Commodity Pool Operators Attention: Chief Financial Officer Subject: Annual Reporting for Commodity Pools The Division of Clearing and Intermediary Oversight (“DCIO” or “Division”) of the Commodity Futures Trading… [read post]
7 Feb 2011, 5:10 am
Since then, second-generation mutual recognition arrangements have appeared in many forms ranging from the European Union’s Investment Services Directive (1993) to the Commodity Futures Trading Commission’s acceptance of foreign trading screens (1996) to the Public Accounting Oversight Board’s reliance on auditor inspections conducted by European regulators (2004) to the US-Australia memorandum of understanding on broker-dealers (2008). [read post]
23 Jan 2011, 3:52 pm
Postal Inspection Service and the U.S Commodity Futures Trading Commission, to lead an aggressive and proactive effort to investigate and prosecute financial crimes. [read post]
29 Dec 2010, 11:48 am
Commodity Futures Trading Commission to make some of their rules dealing with over-the-counter derivatives more stringent, arguing that the rules don’t go far enough to keep... [read post]
19 Dec 2010, 10:21 am
At a meeting of the Commodity Futures Trading Commission on December 1, 2010, Chairman Gensler said that the proposed rules on margin requirements should focus only on transactions between financial entities rather than those transactions that involve non-financial end-users. [read post]
18 Dec 2010, 4:52 am
” “I think a number of us had really pulled for” bipartisan consensus, said Born, a Democratic commissioner who famously tried to regulate certain derivatives as head of the Commodity Futures Trading Commission. [read post]
13 Dec 2010, 8:18 am
The Wall Street Journal is reporting today on the hurdles that whistleblowers face when they provide tips about financial fraud to the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC) under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
7 Dec 2010, 12:58 pm
Commodity Futures Trading Commission has won a $25.7 million penalty against a company charged with operating a foreign currency Ponzi scheme involving more than 100 customers. [read post]
7 Dec 2010, 5:00 am
The Independent Community Bankers of America, a major trade group for community banks, said General Electric Co. [read post]
23 Nov 2010, 7:00 am
" Meanwhile, the Commodity Futures Trading Commission is planning on similar rules with respect to swaps falling under its jurisdiction. [read post]
11 Nov 2010, 6:38 am
Commodity Futures Trading Commission to kick off day two of the 42nd Annual Securities Regulation Institute by discussing derivatives regulation. [read post]
9 Nov 2010, 7:44 am
Commodity Futures Trading Commission for the same action. 3. [read post]
