Search for: "US Security Associates Inc"
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8 Mar 2017, 2:11 pm
Alumna Lauren Handel of Handel Food Law LLC secures a win for her client, jam-maker Dalmatia Import Group, Inc. [read post]
30 May 2013, 1:10 pm
Eye Street licensed the software to VRCompliance, LLC, and VRCompliance uses the software to investigate tax compliance on behalf of localities such as the Colorado Association of Ski Towns ("CAST"). [read post]
11 Jul 2012, 1:29 pm
" Witnesses included representatives from the: Cumberland Gulf Group; American Petroleum Institute; Renewable Fuels Association; American Tradition Institute; Advanced Biofuels Association; Truman National Security Project; National Research Center for Coal and Energy, West Virginia University; National Wildlife Federation; Methanol Institute; Alliance of Automobile Manufacturers; Flex Fuel US; America's Natural Gas Alliance; and Johnson… [read post]
9 Dec 2009, 7:40 am
“The Dodd draft is indicative that Congress realizes that NSMIA exposed investors to far more risk in private-placement offerings than Congress ever could have imagined,” said Denise Voigt Crawford, Texas securities commissioner and president of the North American Securities Administrators Association Inc. [read post]
28 Sep 2023, 5:56 pm
Desk, Inc. v. [read post]
2 Feb 2017, 6:04 pm
The Proposed Determination notes, for instance, that: A Security Gap Analysis and Assessment conducted for Children’s December 2006-February 2007 by Strategic Management Systems, Inc. [read post]
28 Feb 2009, 1:44 am
On February 25, 2009, the State of California Attorney General's Office filed a civil lawsuit to stop a company known as the Contractors Asset Protection Association, Inc. [read post]
13 Mar 2012, 12:50 pm
The Associated Press reports that Jose Pimental, the man accused of attempting to use a pipe bomb in an attack in New York City, is to be arraigned today in Manhattan. [read post]
24 May 2019, 10:46 pm
The $100,000 payment Medical Informatics Engineering, Inc. [read post]
23 Apr 2018, 8:00 am
Data Breaches Portable Oxygen Device Maker Inogen Announces Data Breach • Inogen Inc., which makes portable oxygen devices, reported to the U.S. [read post]
30 Dec 2022, 7:14 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Albert Aviles Reid & Rudiger LLC Spartan Capital Securities, LLC Ruth Chambers Raymond James & Associates, Inc. [read post]
13 Dec 2017, 6:27 am
From March 2016 until May 2017 Cotter was associated with Petersen Investments, Inc. out of the firm’s Charlotte, North Carolina office location. [read post]
17 Jan 2016, 10:00 pm
Here's what politicians need to know to avoid the negative publicity associated with using unauthorized music in their campaigns. [read post]
18 Dec 2018, 12:40 pm
In its Public Statement, the SEC referred to two recent enforcement actions against Paragon Coin, Inc. and CarrierEQ, Inc. [read post]
12 Sep 2013, 12:19 pm
In short, Lubecore secured a knockout punch. [read post]
6 Dec 2011, 9:07 am
As such, Collantes violated National Association of Securities Dealer Rule 3010 on supervision and Rule 2110 on standards of commercial honor and principles of trade. [read post]
12 Sep 2014, 3:01 pm
In addition to members of NASAA’s Broker Dealer Section, the working group will include representatives from FINRA, the Securities Industry and Financial Markets Association (SIFMA) and the Financial Services Institute (FSI). [read post]
29 Apr 2014, 5:21 am
Physician Servs., Inc., 360 F.3d 173, 178 (3d Cir. 2004).Frankly, the Court didn't engage in much analysis. [read post]
6 Jul 2009, 5:00 pm
Before the Deed of Trust was recorded on September 13, 2002, BIA's construction manager obtained a bid from RV Associates, Inc. [read post]
18 Jun 2019, 2:34 pm
Jovannie Aquino, a former Windsor Street Capital broker, is now barred by the US Securities and Exchange Commission. [read post]
