Search for: "US Trade and Exchange, LLC" Results 1081 - 1100 of 1,700
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23 May 2014, 5:05 am by Adam Weinstein
HCM purportedly bought and sold exchange traded funds based on a proprietary trading strategy implemented by a computer program. [read post]
4 Apr 2008, 1:00 am
: (creativecommons.org), Neil Netanel’s copyright paradox: (Patry Copyright Blog), Isn’t it ironic: TechCrunch blames the music industry for the dangerous ideas of Lessig and the free culture movement: (IPcentral.com) CFP: First interdisciplinary research workshop on free culture: (creativecommons.org), Of limitations, exceptions and verse (WIPO copyright committee): (KEI) Pharma & Biotech Pharma & Biotech - General StemCellPatents.com… [read post]
27 May 2011, 8:14 am by admin
 Judge Brown opines that (i) Rule 12(b)(6) does not apply to SOX complaints, but ALJs can use OALJ summary decision procedure (29 C.F.R. [read post]
7 Apr 2010, 3:27 pm by Page Perry LLC
Since most swaps are private contracts that are not traded on public exchanges, however, Goldman has been able to conceal details of most of its other swaps trades. [read post]
12 Apr 2017, 4:51 am by SHG
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
24 Oct 2012, 1:45 pm by Stikeman Elliott LLP
Historically, the non-voting shares traded at a discount relative to the trading price of the common shares. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
This can be done through spreading false information, engaging in high-frequency trading, or using other tactics to manipulate the true state of the market. [read post]
30 Dec 2011, 1:23 pm by admin
”  Congress also intended to not only protect whistleblowers who work for publically traded companies, but also “employees of private firms that work with, or contract with, publically traded companies. [read post]
4 May 2020, 4:26 pm by Brittany Walter and Steven Hollman
  The patent system grants this limited monopoly in exchange for an enabling disclosure of the invention. [read post]
13 May 2011, 4:02 pm by Shahram Miri
The $85,000 was composed of a $40,000 bank account and $45,000 in Southern Company stock, a stock traded on the New York Stock Exchange. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
  In September, cryptocurrency trading posted a record $11 billion in trading volume according to Crypto coin News, an industry tracking website. [read post]
17 Dec 2018, 2:09 am
The disclaimed term LLC has no source-identifying significance.The Goods and Services: The Board acknowledged that applicant's goods and services differ from those of Opposer AmEx. [read post]
8 Sep 2023, 12:51 pm by The White Law Group
Between May 2019 and December 2019, Hoffman allegedly advised clients to invest in Zima Global Ventures, LLC, a company claiming to trade cryptocurrencies and digital assets for profit. [read post]
20 Nov 2023, 9:01 pm by renholding
Consequently, the redemption payment had no direct effect on BLMIS in the US. [read post]
24 Oct 2023, 9:01 pm by renholding
This past fiscal year, the Commission brought a number of actions charging firms for using employment agreements that expressly violated the plain language of the rule in various ways, including by: requiring employees to attest that they had not filed a complaint against the company with any federal agency;[7] or requiring employees to waive their rights to financial whistleblower awards;[8] or requiring departing former employees to provide notice to the company if they received a request… [read post]
9 Nov 2010, 4:00 am by Doug Cornelius
He was found to have knowingly or recklessly approved fraudulent prices on Suncoast trades. [read post]
28 Mar 2014, 1:47 pm by Bob Lawless
The most natural reading of a "commercial entity" is a an entitly that has legal status, like a corporation or LLC. [read post]