Search for: "US Trade and Exchange, LLC"
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23 May 2014, 5:05 am
HCM purportedly bought and sold exchange traded funds based on a proprietary trading strategy implemented by a computer program. [read post]
4 Apr 2008, 1:00 am
: (creativecommons.org), Neil Netanel’s copyright paradox: (Patry Copyright Blog), Isn’t it ironic: TechCrunch blames the music industry for the dangerous ideas of Lessig and the free culture movement: (IPcentral.com) CFP: First interdisciplinary research workshop on free culture: (creativecommons.org), Of limitations, exceptions and verse (WIPO copyright committee): (KEI) Pharma & Biotech Pharma & Biotech - General StemCellPatents.com… [read post]
27 May 2011, 8:14 am
Judge Brown opines that (i) Rule 12(b)(6) does not apply to SOX complaints, but ALJs can use OALJ summary decision procedure (29 C.F.R. [read post]
16 Oct 2013, 7:31 am
UBS Puerto Rico GNMA & US Government, Inc. [read post]
7 Apr 2010, 3:27 pm
Since most swaps are private contracts that are not traded on public exchanges, however, Goldman has been able to conceal details of most of its other swaps trades. [read post]
12 Apr 2017, 4:51 am
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
24 Oct 2012, 1:45 pm
Historically, the non-voting shares traded at a discount relative to the trading price of the common shares. [read post]
28 Jul 2023, 1:02 pm
This can be done through spreading false information, engaging in high-frequency trading, or using other tactics to manipulate the true state of the market. [read post]
30 Dec 2011, 1:23 pm
” Congress also intended to not only protect whistleblowers who work for publically traded companies, but also “employees of private firms that work with, or contract with, publically traded companies. [read post]
4 May 2020, 4:26 pm
The patent system grants this limited monopoly in exchange for an enabling disclosure of the invention. [read post]
13 May 2011, 4:02 pm
The $85,000 was composed of a $40,000 bank account and $45,000 in Southern Company stock, a stock traded on the New York Stock Exchange. [read post]
14 Nov 2017, 3:27 am
In September, cryptocurrency trading posted a record $11 billion in trading volume according to Crypto coin News, an industry tracking website. [read post]
17 Dec 2018, 2:09 am
The disclaimed term LLC has no source-identifying significance.The Goods and Services: The Board acknowledged that applicant's goods and services differ from those of Opposer AmEx. [read post]
8 Sep 2023, 12:51 pm
Between May 2019 and December 2019, Hoffman allegedly advised clients to invest in Zima Global Ventures, LLC, a company claiming to trade cryptocurrencies and digital assets for profit. [read post]
20 Nov 2023, 9:01 pm
Consequently, the redemption payment had no direct effect on BLMIS in the US. [read post]
17 May 2021, 1:12 pm
Trimble is traded on NASDAQ and has a current market cap of $18.75 billion. [read post]
24 Oct 2023, 9:01 pm
This past fiscal year, the Commission brought a number of actions charging firms for using employment agreements that expressly violated the plain language of the rule in various ways, including by: requiring employees to attest that they had not filed a complaint against the company with any federal agency;[7] or requiring employees to waive their rights to financial whistleblower awards;[8] or requiring departing former employees to provide notice to the company if they received a request… [read post]
9 Nov 2010, 4:00 am
He was found to have knowingly or recklessly approved fraudulent prices on Suncoast trades. [read post]
28 Mar 2014, 1:47 pm
The most natural reading of a "commercial entity" is a an entitly that has legal status, like a corporation or LLC. [read post]
16 Jan 2021, 10:57 pm
Part II examines supply chain’s use of letters of intent. [read post]