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14 Jun 2016, 6:00 am by Patricia Klusmeyer
Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), the Securities and Exchange Commission (“SEC”) must review the definition of “accredited investor” every four years to determine whether it needs to be modified or adjusted. [read post]
16 Aug 2015, 3:53 pm by Louisiana Employment Law Letter
Mark Adams “Much ado about nothing” is just one literary turn of phrase that comes to mind when considering the initial uproar over Section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the long wait for its implementing regulations. [read post]
31 Aug 2011, 10:38 am
 After all, President Clinton signed the Financial Services Modernization Act and President Obama's policies have been very generous to Wall Street. [read post]
20 May 2013, 12:15 pm by James Vann
According to recent news and an article in the Wall Street Journal by Serena Ng, companies such as J.C. [read post]
21 Jan 2007, 8:36 pm
Following closely on the heels of last week's post on Colorado legislation, Friday's The Wall Street Journal (paid subscription required) describes pending legislation of several states, including Colorado, Kansas, Nebraska, Maine and Texas, that would "preempt" any attempt by Wal-Mart to spread the virus of big retailer retail banking within their borders, should the FDIC approve Wal-Mart's pending application to acquire a Utah Industrial Loan… [read post]
29 Sep 2017, 6:00 am by Doug Cornelius
[More…] SEC Probes Departure of PepsiCo’s Former Top Lawyer by Andrew Ackerman, Joe Palazzolo and Jennifer Maloney in the Wall Street Journal Federal securities regulators are investigating an allegation by PepsiCo Inc. [read post]
12 Jan 2010, 4:49 am by Broc Romanek
At the same time, consumer advocates point out that Dodd won't have to raise campaign funds and thus should have more freedom to stand up to Wall Street interests. [read post]
18 Sep 2008, 9:00 pm
Is SHLD going the way of   “The Wall Street 3″ ? [read post]
14 Dec 2011, 2:07 pm by Steve Bainbridge
Gingrich is basically parroting the AFL-CIO/Occupy Wall Street/left-liberal populist account of private equity funds and corporate takeovers. [read post]
4 May 2012, 6:51 am
Then in 2008, another stock market disaster occurred when the housing bubble and predatory lending by Wall Street financial institutions led to bailouts of Fannie Mae, Freddie Mac and the collapse of Lehman Brothers. [read post]
22 Dec 2008, 8:55 pm
The announcement late Sunday that Sonnenschein would hire 100 lawyers from the Wall Street firm signals the end of Thacher, which saw its fortunes fall as the securitization market collapsed. [read post]
24 Nov 2009, 9:25 pm
Real participants in the story like Standard & Poor’s and AIG exist alongside made-up entities like Wall Street Dealer, FinCredit and hedge fund manager Joe Engler. [read post]
4 Aug 2015, 3:00 pm by WOLFGANG DEMINO
 The CFPB’s complaint alleges that the defendants have violated the Dodd-Frank Wall Street Reform and Consumer Protection Act’s prohibition on unfair, deceptive, and abusive acts and practices. [read post]
6 Mar 2018, 2:49 am by Walter Olson
[George Selgin, Cato] Crosstown hypocrisy: a closer look at the cities who tell judges and bond investors as needed that their infrastructure will or won’t face future destruction owing to climate change [Dan Walters, CalMatters; Jay Newman, Wall Street Journal, earlier] Mortgage systems in Canada, Germany appear to operate with less risk and lower default rates. [read post]
27 Nov 2013, 7:58 am by Adam Gana
A harsh critic of Wall Street, Senator Warren believes the 21st Century Glass-Steagall Act would tackle the missteps of the Gramm-Leach Bliley Act. [read post]
3 Jun 2016, 6:19 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, June 3, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 27–June 2, 2016. [read post]
23 Oct 2008, 3:19 am
A September 30, 2008 Wall Street Journal article about the action of the three governments, and the role of the ABN AMRO transaction, can be found here. [read post]
With the consolidation of insurers, as well as Wall Street pressure on insurers, we are seeing some changes in risk appetite, and turnover in insurer personnel including claims examiners which can affect the claims handling and recoverable amount. [read post]
With the consolidation of insurers, as well as Wall Street pressure on insurers, we are seeing some changes in risk appetite, and turnover in insurer personnel including claims examiners which can affect the claims handling and recoverable amount. [read post]