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15 Oct 2021, 6:18 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, October 15, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 8–14, 2021. [read post]
31 Jan 2020, 6:03 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, January 31, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 24-30, 2020. [read post]
24 Feb 2017, 5:35 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, February 24, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 17, 2017–February 23, 2017. [read post]
29 Jan 2024, 12:00 pm
Ponzi Scheme Allegations April 19, 2022 – Financial Advisor Shawn Good Barred after Allegations of Running Ponzi Scheme Financial advisor Shawn Good from Wilmington, NC, was charged by the Securities and Exchange Commission (SEC) for allegedly running a multimillion-dollar Ponzi scheme. [read post]
2 Nov 2023, 12:10 pm
Fortunately, FINRA does provide an arbitration forum for investors to resolve disputes if a broker or brokerage firm makes an? [read post]
30 Nov 2020, 6:09 am
Related research from the Program on Corporate Governance includes Paying for Long-Term Performance by Lucian Bebchuk and Jesse Fried (discussed on the Forum here). [read post]
9 Apr 2010, 5:45 am
from PointOfLaw Forum Presented by Kohrman Jackson & Krantz, with offices in Cleveland and Columbus. [read post]
2 Nov 2008, 7:02 am
Join like-minded social media platforms (Small Business Trends blog or OPEN Forum by American Express or here!) [read post]
21 Apr 2014, 12:40 am
To create a global forum for an open, civil discussion on the use of UAVs for non-lethal purposes The need to differentiate (in terms of operational ceiling but also based on intent) UAV operations in humanitarian contexts with UAVs that provide Internet access, for example, as mooted by several companies to date. [read post]
30 Nov 2020, 2:52 pm
The evidence our attorneys have uncovered to date establishes a clear pattern of deception by UBS and its investment brokers and advisors. [read post]
24 Feb 2011, 10:00 am
State Farm encourages its insurance agents to lobby political leaders and participate at insurance related forums so that State Farm's political agenda is promoted. [read post]
18 Nov 2011, 3:33 pm
These include: Letting agents Property companies Housing advisors University accommodation offices Large professional landlord companies Solicitors The multi user membership offers them the Landlord Law membership at an affordable price. [read post]
23 Oct 2010, 12:39 pm
Senior Advisor, Environmental Health, ? [read post]
19 May 2022, 9:03 am
If your financial advisor recommended a purchase in a leveraged bond such as Direxion Daily 7-10 Year Treasury Bull 3x Shares (TYD) and you suffered losses, you may have recovery options. [read post]
11 May 2011, 5:29 pm
Here is what is available from American Legal Media (ALM) now via LexisNexis: Accounting & Financial Planning for Law Firms The American Lawyer The Asian Lawyer The Bankruptcy Strategist Broward Daily Business Review Business Crimes Bulletin California Supreme Court Service Commercial Leasing Law & Strategy The Connecticut Financial Tribune Connecticut Law Tribune Corporate Counsel Magazine The Corporate Counsellor Newsletter The Daily Report (GA) Delaware Business Court Insider Delaware Law… [read post]
26 Apr 2017, 2:15 pm
As the SEC has emphasized administrative proceedings over civil actions, the rate of cooperation in those separate forums has shifted, too. [read post]
19 Nov 2010, 5:00 am
Sabel in the Harvard Law School Forum on Corporate Governance and Financial Regulation On July 21, 2010, the President signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacting numerous provisions intended to reform the mortgage lending industry with an eye towards consumer protection. [read post]
8 Jun 2010, 2:25 pm
Recently been appointed as one of the legal advisors to the National Asset Management Agency (NAMA).Featured Doc: High Court decision in relation to smoking banThe International Lawyers Network, an association of high-quality, full-service law firms with more than 5,000 lawyers world-wide. [read post]
25 Oct 2023, 6:02 am
Before suggesting investments to their clients, financial advisors should carefully assess their suitability. [read post]
1 Dec 2013, 2:00 am
HF Roundtable Event: Effects of QE Location: New York, NY December 6 Sponsor: FMW Event: Investment Advisor Compliance-Tier 2, Advanced Location: New York, NY December 8-10 Sponsor: Opal Event: Alternative Investing Summit Location: Laguna Niguel, CA December 8-10 Sponsor: IMN Event: Global Indexing & ETF’s Location: Scottsdale, AZ December 8-10 Sponsor: Opal Event: CLO Summit Location: Dana Point, CA December 8-10 Sponsor: Marcus Evans Event: Private Wealth Management Summit… [read post]
