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FINRA Bars Former Morgan Stanley and Wells Fargo Brokers
11 Oct 2018, 10:58 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP today if you believe that your investor losses may be a result of negligence, fraud, carelessness, or other wrongdoing. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Wayde McKelvy, Accused of Defrauding Retirees and Widows in $54M Ponzi Scam, is Now on Trial
8 Oct 2018, 10:36 am by ccollins
Contact our elder investor fraud lawyers at Shepherd Smith Edwards and Kantas, LTD LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Real Estate Investment Trust Cases: SII to Repay Clients Who Bought Nontraded REITs, Trustmont Financial Group is Ordered to Pay Client $1M, and Vereit Settles with More Investors Over Accounting Fraud Claims Against ARCP
3 Oct 2018, 2:40 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
SEC and CFTC File Multiple Binary Options Fraud Complaints Accusing Marketers of Defrauding Investors of Millions of Dollars
1 Oct 2018, 1:04 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Securities News: Citigroup to Pay $12M Over Alleged Dark Pool Misrepresentations, SEC Issues Nearly $4M Whistleblower Award, Ex-Bankrate CEO Who Pleaded Guilty to Fraud Gets 10 Years in Prison
28 Sep 2018, 3:00 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Texas Investor Fraud: Investment Adviser is Barred in $6.8M Offering Fraud and Investment Promoter Gets 25 Years in Prison for Stealing from Clients
27 Sep 2018, 8:16 am by ccollins
Over the years, Shepherd Smith Edwards and Kantas, LLP has successfully helped thousands of investors, including retail investors, small business owners, retirees, high net worth individual investors, and institutional investors. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
TD Ameritrade Fined $500K For Not Reporting Investment Advisers’ Suspect Activities
26 Sep 2018, 1:06 am by ccollins
Investment Adviser Fraud At Shepherd Smith Edwards and Kantas, LLP, our investor lawyers represent individual investors and institutional investors nationwide in helping them to recoup their losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Two Former Meyers Associates Alleged Excessive Trading Cost Investors $3.6M
25 Sep 2018, 9:30 am by ccollins
At Shepherd Smith Edwards and Kantas, LLP, our broker fraud lawyers represent investors nationwide. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Law and Media: Summer Round Up – 24 September 2018
23 Sep 2018, 4:07 pm by INFORRM
The implications of the decision, which clarified the application of articles 8 and 10 of the Convention to determine the propriety of such powers, extend to the recently enforced Investigatory Powers Act 2018, as noted by the Cyberleagle Blog, Press Gazette and Graham Smith via INFORRM. [read post]
Inforrm\'s Blog - https://inforrm.wordpress.com/
Investors Suing UBS Puerto Rico Over Closed-End Fund Losses Are Denied Class Action Certification
19 Sep 2018, 1:14 pm by ccollins
UBS Puerto Rico Investor Claims At Shepherd Smith Edwards and Kantas, our UBS Puerto Rico bond fraud lawyers represent individual investors in bringing their own investor claims against the brokerage firm and its brokers over losses that they sustained from unsuitable recommendations, negligence, misrepresentations, omissions and fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Accident Kills Pedestrian Near Crosstown Freeway
18 Sep 2018, 2:43 pm by Edward Smith
Accident Kills Pedestrian Near Crosstown Freeway Accident Kills Pedestrian Near Crosstown Freeway — Recently, a hit and run accident near the Crosstown Freeway in Stockton claimed the life of a man. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/
SEC Issues $55.5M in Whistleblower Awards
18 Sep 2018, 6:19 am by ccollins
Shepherd Smith Edwards and Kantas is an investor fraud law firm. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Fraud: Steele Financial is Accused of Selling Over $13M in Risky Securities, NJ Broker Allegedly Cherry Picked Trades, and the SEC Files Charges in $27M Microcap Fraud
14 Sep 2018, 8:00 pm by ccollins
Our investor lawyers at Shepherd Smith Edwards and Kantas, LLP represents investors that have sustained losses due to investment advisory fraud, broker fraud, microcap fraud, and other types of securities fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Accident Kills Two Near Madera County
13 Sep 2018, 10:13 am by Edward Smith
Accident Kills Two Near Madera County Accident Kills Two Near Madera County — A head-on collision in Madera County claimed the lives of two Oakhurst residents on September 7, 2018. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/
FINRA Bars Former JP Morgan, Stifel Nicolaus, and Benjamin & Jerold Brokers
12 Sep 2018, 7:44 am by ccollins
Broker Fraud At Shepherd Smith Edwards and Kantas, LLLP, our broker misconduct lawyers have successfully pursued FINRA securities arbitration claims against brokers and their broker-dealers on behalf of investors that have sustained significant losses due to negligence, fraud, or other misconduct, including margin account abuse, churning, overconcentration, unsuitability, unauthorized recommendations, failure to execute trades, breach of duty, failure to supervise,… [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Hedge Fund Fraud Cases: Adviser is Accused of Short-and-Distort Scam and Digital Asset Manager Faces Misrepresentation Allegations
12 Sep 2018, 7:29 am by ccollins
At Shepherd Smith Edward and Kantas, LLP, our hedge fund fraud lawyers represent investors in helping them to recoup their losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Another Texas-Based Wells Fargo Broker is Barred by FINRA
12 Sep 2018, 7:24 am by ccollins
Texas Broker Fraud  At Shepherd Smith Edwards and Kantas, our Texas broker fraud law firm represents investors throughout the state that have sustained significant losses due to fraud and other misconduct. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Accident Fatally Injures Gustine Man
12 Sep 2018, 3:13 am by Edward Smith
Accident Fatally Injures Gustine Man Accident Fatally Injures Gustine Man — A head-on collision in Merced County claimed the life of a Gustine man on September 7, 2018. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/
Manteca Car Accident Injures Passenger
12 Sep 2018, 3:03 am by Edward Smith
Manteca Car Accident Injures Passenger Manteca Car Accident Injures Passenger — A single-vehicle accident in east Manteca left a passenger with traumatic injuries on September 6, 2018. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/
Truck Accident Causes Diesel Spill Near Manteca
10 Sep 2018, 10:15 am by Edward Smith
Truck Accident Causes Diesel Spill Near Manteca Truck Accident Causes Diesel Spill Near Manteca. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/