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Senators Nelson and Warren urge SEC-CFTC Study on High Fees and Commissions on Managed-Futures Funds
10 Jun 2014, 6:51 am
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of unwary investors would be to require that managers of these managed-futures funds clearly explain in writing how severely fees and commissions can consume or affect gross profits over time. [read post]
18 Mar 2014, 9:30 pm
Last year, then-Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler released guidance on cross-border derivatives transactions, stoking the ire of both domestic market participants and EU authorities. [read post]
21 Feb 2014, 5:01 am
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of unwary investors would be to require that managers of these managed-futures funds clearly explain in writing how severely fees and commissions can consume or affect gross profits over time. [read post]
15 Nov 2013, 7:30 am
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S. derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S. banks overseas and further away from U.S. oversight. [read post]
21 Aug 2013, 7:46 am
The letter, which was addressed to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, was signed by Senators Jeff Merkley (D-OR), Carl Levin (D-MI), Tom Harkin (D-IA), Elizabeth Warren (D-MA), Jeanne Shaheen (D-NH), Barbara Boxer (D-CA), Richard Blumenthal (D-CT), and Dianne Feinstein (D-CA). [read post]
8 Aug 2013, 10:40 am
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S.derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S.banks overseas and further away from U.S. oversight. [read post]
8 Aug 2013, 10:35 am
The letter, which was addressed to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, was signed by Senators Jeff Merkley (D-OR), Carl Levin (D-MI), Tom Harkin (D-IA), Elizabeth Warren (D-MA), Jeanne Shaheen (D-NH), Barbara Boxer (D-CA), Richard Blumenthal (D-CT), and Dianne Feinstein (D-CA). [read post]
27 Jul 2013, 9:36 pm
Chairman Gary Gensler agreed on the need for regular updates, Commission briefings or Commissioner briefings. [read post]
31 May 2013, 10:32 am
The International Organization of Securities Commissions (IOSCO) Task Force on Benchmark Rates, led by the head of the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary Gensler, released a report last month saying that the new system should be based on data from actual trades in order to restore creditability. [read post]
31 May 2013, 9:32 am
The International Organization of Securities Commissions (IOSCO) Task Force on Benchmark Rates, led by the head of the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary Gensler, released a report last month saying that the new system should be based on data from actual trades in order to restore creditability. [read post]
16 May 2013, 4:24 am
CFTC Aware & Looking for Solutions On April 10th, CFTC Chairman Gary Gensler gave a speech to the US Chamber of Commerce where he acknowledged the treasury subsidiary issue and suggested that the CFTC may provide some relief. [read post]
4 May 2013, 7:39 am
As CFTC Chairman Gary Gensler has stated, "Dodd-Frank expands the CFTC's arsenal of enforcement tools. [read post]
3 Apr 2013, 8:19 am
Last year, a House panel pressed CFTC Chair Gary Gensler and SEC Director Cook on the harmonization of regulations implementing the derivatives provisions of the Dodd-Frank Act both domestically and globally. [read post]
4 Mar 2013, 6:25 am
Editor’s Note: Gary Gensler is chairman of the Commodity Futures Trading Commission. [read post]
15 Feb 2013, 10:15 am
CFTC Chair Gary Gensler noted that the European Union, with the recent enactment of EMIR, and Canada and Japan are completing the erection of derivative regulatory regimes, with these markets, along with the U.S., accounting for around 85-90 percent of worldwide derivatives transactions.Chairman Walter favorably mentioned substitute compliance. [read post]
30 Oct 2012, 6:11 am
Chandler III, James Copland, Steven Davidoff, James Doty, Daniel Gallagher, Gary Gensler, Amy Goodman, Holly Gregory, Joseph Grundfest, Carl Icahn, Brad Karp (’84), David Katz, Arthur Kohn, David F. [read post]
24 Oct 2012, 11:41 am
Commodity and Futures Trading Commission (CFTC) Chairman Gary Gensler said yesterday that the CFTC voted 5-0 behind closed doors to endorse the proposal. [read post]
24 Oct 2012, 6:46 am
Commodity and Futures Trading Commission (CFTC) Chairman Gary Gensler has confirmed that swaps users will have a grace period before trades are required to be cleared. [read post]
23 Oct 2012, 8:35 am
“With this interpretive guidance, the Commission has taken another important step to ensure appropriate access to SDRs by foreign regulatory authorities consistent with the provisions of the Dodd-Frank Act,” said a statement issued by CFTC chairman Gary Gensler, who supported the rule. [read post]
19 Oct 2012, 8:36 am
Gary Gensler, the CFTCs chairman, and commission Bart Chilton, have routinely argued that the CFTCs extraterritoriality rules are necessary to prevent another financial collapse. [read post]
